Oct 6th 2007 11:31 am Vince Leibowitz
2008 Texas Elections
This post has had 7 Views
2008 Texas Elections
[Updated–at end–with info about Celis contributions to Watts]
As if everything we’ve heard about Democratic Senate Candidate Mikal Watts isn’t enough to make us worry about all of the ammo Republicans will have on him if he is the Democratic nominee for U.S. Senate, now it appears he may have illegally accepted case referrals from an alleged non-lawyer who has recently been caught chasing nude women into gas stations while wearing a bath robe and sporting a sheriff’s badge— a story YaGottaLoveIt at South Texas Chisme broke on the blogs this morning.
Why would Watts be responsible for another mans libido? How could Mikal Watts be responsible for the Law Firm of Thomas J. Henry's bitter crow he eats every time he is realizing that he was asked by a potential client to represent them in a legal capacity and he refused to take the case.
Only to later learn, the same client took their complaint elsewhere.
In that same case of this potential client, Henry turned this same case down.
Henry now claims "he referred" the case?
How can you make a living Henry if every case presented to your firm is turned away?
I know for a fact that Henry wants his cases/clients on a silver platter.
Every potential client with a genuine legal claim he has turned away. When another attorney takes on the client Henry claims he is the "referrer" which is a lie.
When you throw people/potential clients away there is not one iota of a claim Henry can assert when he is the reason the case went elsewhere.
If Henry wanted the case would he have allowed another attorney to take it?
It is only after the settlement does Henry assert himself.
Like the story in the "Little Red Hen" he does not help in any way shape or form, but after the work is done and never lifts a finger to help, now wants to eat an enjoy the bread.
That, my friend, is a fraudulent claim.
Thomas J. Henry has known of this "assertions/accusations" , information he chose to disclose now and make but not pay for.
A 30 second political ad has one goal to convince you just now became aware of his information which by his own admission he has "been wondering for 2 years"? Yeah yeah I guess his investigators were waiting to get paid and his happy a$$ was too lazy to look it up; or he is helping his "friends"?!?
Sound bad? It’s really a tempest-in-a-teapot kind of thing, but, imagine how much worse the Republicans will make it sound when they run a TV commercial of a nude woman in a gas station being chased by a guy in a bathrobe with the headline, “This is the kind of man wealthy, liberal trial lawyer Mikal Watts does business with.”
Though Watts only gets a passing mention in the last half of the story—and very well may have, as many did, believe the person who was the subject of the story was a legitimate business man—you can, from the selected excerpts below, how the Republicans will be able to take this out of context if he is the nominee to oppose John Cornyn:
“Mauricio Celis with the law firm of CGT Law Group International does not have a law license in the state of Texas nor does he have a license to practice law anywhere in the world,” announced Henry in the paid TV spot.
[…]
Even before Henry’s public call-out, Celis was at the center of a bizarre Sept. 17 incident in which a naked 25-year-old woman ran into a Corpus Christi convenience store about 4 a.m., initially claiming she was fleeing a sexual assault.
According to police, Celis appeared in a bathrobe, flashed a sheriff’s deputy badge from nearby Duval County and told officers he would take custody of the woman.
[…]
In Texas, the unauthorized practice of law is a felony. It is also illegal for lawyers to share fees with non-lawyers or for non-lawyers to own an interest in a law firm, with certain narrow exceptions.
[…]
Other Corpus Christi firms are believed to have taken lucrative referrals from CGT. But with Celis now under attack, not all of them wanted to confirm it.
“I’m not going to talk about that. I’m providing no information,” said Craig Sico, a principal in the firm of Sico, White & Braugh, when asked about the referrals.
Mikal Watts, an even bigger fish in the local legal pond, acknowledged the relationship, but downplayed it.
“It’s not a major part of my business. There may have been one or two cases in the past few years,” he said.
It’s highly unlikely Watts did anything wrong, to be quite frank. And, given the way that this Celis guy operated, I doubt that most attorneys working with him knew he was actually a fraud. But, you can just see the writing on the wall here: this is the kind of ammunition that the Republicans will have if he’s the nominee, so we’ll have to be ready to deal with it.
[UPDATE] Another twist: Celis gave Watts a $4,600 contribution earlier this year. Info here, here.
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Written by Vince Leibowitz
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Monday, October 8, 2007
Wednesday, September 19, 2007
Google Yourself Corpus Christi: Is Fil Vela going into the fraud abuse prosecution racket & the manufacturing of fraud abuse prosecutions? Inroads (fo
Google Yourself Corpus Christi: Is Fil Vela going into the fraud abuse prosecution racket & the manufacturing of fraud abuse prosecutions? Inroads (for GOP) into South Texas?
Word on the streets of Kleberg, Jim Wells and Nueces Counties:
>Why hasn't anyone gone after Filemon personally as a way to derail Rose?
>If you go to www.fec.gov and follow the instructions on finding out who
>gave to whom, how much, and when, then load up Filemon Vela as an
>Individual Search you'll see he's made significant contributions to two
>notorious politicians. Rep. Duncan Hunter (R-CA) and Senator Robert
>Menendez (D-NJ). Hunter is an undicted coconspirator in the very same mess
>that sent ex-rep "Duke" Cunningham's ass to prison recently, and Menendez
>is currently under federal investigation for shady real estate dealings by
>renting a building he owns to a non-profit and pocketing $300, 000.00 in
>taxpayer subsidies.
Word on the streets of Kleberg, Jim Wells and Nueces Counties:Is Fil Vela going into the fraud abuse prosecution racket and the manufacturing of fraud abuse prosecutions? I understand from certain entities that Vela has been hiring young attorneys out of the small South Texas Towns for his new specialization. It is also whispered that Mr Vela met with a Federal Prosecutor last week to discuss Federal Judgeship Appointments.
Junior John has got to figure in this mix and Fil is the inroads (for Cornyn) into South Texas. We need to put a Big Stop Sign up in Robstown and inform them about Connie Scott as I understand Fil Vela is her campaign manager or treasurer (will check) and Mike Scott is a TLR guy with a title.
>Why hasn't anyone gone after Filemon personally as a way to derail Rose?
>If you go to www.fec.gov and follow the instructions on finding out who
>gave to whom, how much, and when, then load up Filemon Vela as an
>Individual Search you'll see he's made significant contributions to two
>notorious politicians. Rep. Duncan Hunter (R-CA) and Senator Robert
>Menendez (D-NJ). Hunter is an undicted coconspirator in the very same mess
>that sent ex-rep "Duke" Cunningham's ass to prison recently, and Menendez
>is currently under federal investigation for shady real estate dealings by
>renting a building he owns to a non-profit and pocketing $300, 000.00 in
>taxpayer subsidies.
The Velas are strictly personal with me for reasons of
>>>>>extreme hubris on their parts. There's a rather simple story
>>>>>associated with all of this and it's one of an extremely cruel act on
>>>>>their part that I witnessed and in no way involved me beyond being a
>>>>>spectator. And it was at that time that they got on my shit list.
>>>>>That he's a spoiled brat millionaire and she's a jurist and both with
>>>>>political agendas is purely coincidental. I only want to teach them a
>>>>>lesson. Be nice to everybody...because some people won't give a damn
>>>>>who or what you are and will come after you. That's what guerillas do
>>>>>kingal...go after the bigger bullies of the world.
>>>>>
>>>>>Another coincidence is that I would appear to be an unpaid, unknown and
>>>>>coincidental campaign worker for Hinojosa. I'm not. I'm about as
>>>>>apolitical as they come. My own personal view is that we've long (if
>>>>>ever it was the case) passed the time when getting the right person in
>>>>>office is a viable solution. To me, it's not so much of getting the
>>>>>best person in...but keeping the worst asshole OUT. I'm just that
>>>>>simple man.
Monday, September 17, 2007
John Hubert and Junior John ..Carpetbaggers and liars that benefit by Acquiescence, with a little help from their corporate friends
SECRET CANONS OF JUDICIAL CONDUCT
© 2006 R. Atnagrag
A great site on Christian Theology
Go to: Caught! The Pro se Way
SECRET CANON 1 ATTORNEY GENERAL AND PUBLIC DEFENDER
1 Prosecutorial Discretion
1(A) We hold the prudent practice of "see, hear and speak no evil" essential as related to the office of the Attorney General [secretly called the "power structure's Mafia"]. Therefore:
* 1(A)(i) We hold the latitude we give the Public Defender's office compensates for any inequality of justice or prosecutorial misconduct and
* 1(A)(ii) We ignore the practice of overcharging by the Attorney General regardless of how many are forced into false admissions or plea bargains.
* 1(A)(iii) We hold overcharging can assist bar members with revenue enhancement and improves efficiency by reducing demands for jury trials and we shall not consider
o any guidelines stating otherwise or
o the devastation in the lives of those so affected.
* 1(A)(iv) Since it is the job of the Attorney General to "get" people, any means they use to do so is acceptable since they are the will and voice of the people.
* 1(A)(v) If the Attorney General's Office violates laws, rules or ethics while "getting" people then let the trial process sort it out. To hell with the following:
o those who can't afford effective counsel, a trial or those having a Public Defender and
o those who get a Judge skilled in the use of judicial discretion who covers up or ignores prosecutorial misconduct citing "judicial efficiency" and the "duty of the state."
* 1(A)(vi) Having a bold aggressive Attorney General is of greater benefit to Society than any possible damage to individual life and liberty.
1(B) Public Defender
* 1(B)(i) The importance we place on justice can always be measured by the amount of resources given the Public Defender in proportion to the amount of resources given the Attorney General.
* 1(B)(ii) Under staffing and under funding of the Public Defender:
o enhances Judicial efficiency and eases the court calendar by promoting plea bargains, suicides, breakdowns, despair, fleeing etc. and
o can give us more bang for our buck by turning the Public Defender into an extension of the Attorney General's office and
o can demonstrate effective use of the "good cop (Public Defender)" "bad cop (Attorney General)" scenario and
o can assist members of the bar with property acquisition and other revenue enhancements.
* 1(B)(iii) Any uncooperative Public Defender making an issue of judicial or prosecutorial misconduct or ethics violations shall be removed as quickly as possible.
SECRET CANON 2 JUDICIAL BEHAVIOR TOWARDS LITIGANTS
2(A) Confident Litigants
Any litigant appearing confident can be baffled by minutia or Judicially enhanced procedural criteria.
2(B) Judicial Dominance
Occasionally we encounter a litigant who doesn't know we are king. We hold the following tools effective in forcing a resistant litigant into submission:
* intimidation by any means
* condescending looks, gestures or comments
* expressing or instigating anger, outrage or shock
* obvious impatience
* rushing the proceedings
* frequent checks of the time
* cautionary glances toward the Bailiff
* appearing distressed or uncomfortable like one needing to go to the bathroom
* yelling the magic word "NEXT!"
* raising unrelated, irrelevant or confusing issues and
* loud bangs using the gavel.
2(C) The Need For Attorneys
We shall continue to stress the need to have an Attorney without addressing the fact the overwhelming majority of Americans can not afford them. This is effective in keeping the unresourceful and ineffective at bay.
2(D) The Ultimate Authority
Citizens must be continually led to believe that the Judiciary is the final or ultimate authority in our system of Government.
2(E) Practice Of Law Forbidden
We shall try as best we can to confuse clarifying issues with our inability to give advice. This makes us less apt to stick our foot in our mouth.
2(F) Sincerity Of The Judiciary
We shall never appear insincere when stating absurdities, untruths, mistruths or nonsense. We shall always act like the hearer is unknowledgeable, naive or unseasoned.
2(G) Judicial Fairness
We shall always remember when deciding the significance of an individual to consider money, connections, power, politics and the ability to get media attention in deciding how fair we need to be.
2(H) Judicial Response To Criticism
We forever hold the response to valid or invalid criticism should be indignance.
2(I) Judicial Efficiency
We hold instigating outrage, frustration, anger or other emotions in litigants can be an effective tool to rid ourselves of the unwanted litigant.
2(J) Judicial Handling Of The Ignorant
The client demanding Justice and the full respect of their rights shall be treated with pity and patience.
2(K) Judicial Authority
Due to the authoritative nature of black robes, we shall continue to resist their removal.
SECRET CANON 3 EXPERTS AND EXPERT TESTIMONY
3(A) Efficiency Of Experts
We hold one of the greatest innovations for eliminating ineffective and unresourceful litigants is the ever expanding use of expert testimony.
3(B) Evolution Of Experts
This innovation will reach maturity when we routinely use levels of experts on experts to testify on the validity and expertise of each expert.
SECRET CANON 4 JUDICIAL AND PROSECUTORIAL DISCRETION
4(A) Discretion Defined
We maintain judicial and prosecutorial discretion is doing whatever we damn well please within the judicially prudent guidelines we happen to be following at the time.
4(B) Review Of Discretionary Acts
We shall never promulgate awareness of the real legal issue regarding the use and review of judicial and prosecutorial discretion which is the process of reasoning used in the discretionary act's decision making process. We shall convert the process of reasoning argument into an argument regarding the validity of doing or not doing the discretionary act.
SECRET CANON 5 JUDICIAL OVERSIGHT
5(A) Oversight Immunity
The immunity of everyone overseeing the Judiciary must be maintained to prevent witch hunts and the overzealous from affecting the independence of the Judiciary. The Judiciary does not require the vulnerable or corrective oversight of the masses.
5(B) Judicial Objectivity
We shall always remember the real symbolic reason behind the woman with the blindfold and scale. Objectivity and independence means remaining as blind as possible to wrong doing committed by the Judiciary, members of the bar, and the resourceful and effective.
5(C) Judicial Self-Evaluation
To maintain the independence of the Judiciary, we hold each others rulings to be legally and factually correct regardless of the injustice that results, the facts or the law.
5(D) Judicial Opinions Of Judges
To insure effective oversight of the Judiciary, we shall never criticize each other regardless of the severity of the wrong or the injustice.
5(E) Trust Us, We're Judges
We hold self monitoring and absolute immunity as foolhardy, ineffective and unworkable for everyone except the Judiciary and judicial oversight committees.
5(F) Judicial Job Performance
To allows us to remain unconcerned about upsetting the status quo, we shall keep the public convinced their interference will negatively affect the independence of the Judiciary making Judges afraid to do their jobs.
5(G) The Judicial Mosaic Tablet
We shall forever speak of centuries of Judicial immunities as proof of Judicial immunities' necessity and effectiveness without ever mentioning Judicial wrongdoing has been around as long as Judges.
5(H) Delay = Denied
We hold admission of any Judicial wrongdoing delayed is admission of Judicial wrongdoing denied.
5(I) Complete And Through Review
We hold there is no judicial wrongdoing which can not be diminished by time, levels of hearings and precise dissection , categorization and delegation of related facts and responsibilities.
SECRET CANON 6 JUDICIAL THOUGHT AND LEGAL REASONING
6(A) Judicial Zen
* 6(A)(i) We hold the logic for our legal reasoning is embodied in the following statement which is understood only by the enlightened: "Because we open a window to the outside of this room does not mean we order, allow, permission or induce any air, dust, molecules, light waves, solar radiation, atoms, or any known or unknown wave or particulate matter from outside to enter this room and are not responsible if said events occur due to the contextual basis of our decisions."
* 6(A)(ii) We believe in the existence of the metaphysical "third eye." This enables us to selectively avoid looking out our other two eyes.
* 6(A)(iii) In the beginning was our word. Our word was with God, our word IS God.
* 6(A)(iv) To think is to be right.
* 6(A)(v) There is no issue that cannot be split into parts, and there is no part that can't be considered as the whole issue.
6(B) The Dangers Of Common Sense And Factual Integration
* 6(B)(i) The consideration of the end result our decision has when integrated with the "outside world" can lead to decisions based on "common sense" and must be avoided.
* 6(B)(ii) "Common Sense" lessens the highly specialized analytical and intelligent nature of the Judiciary creating the undesirable illusion we think like the masses.
* 6(B)(iii) "Common sense" must not be part of legal proceedings because it cannot be objectively verified.
* 6(B)(iv) Large scale factual integration with realities of the outside world can negatively affect the perfection of our written word.
6(C) Judicial Self Esteem
We endeavor to remain forever impressed with each other, our performance and our status irregardless of the availability or affordability of Justice.
6(D) Lip Service
We hold the consideration and realities of the quality or delivery of Justice should be given lip service faithfully.
6(E) The Third Person
We hold the "system" shall always be spoken of in the third person as if it operates independently from individuals.
6(F) Judicial Secret Mantra
We may think but not say, "I am the closest thing to God you will ever know."
6(G) Protection Of Status Quo
We shall remember "separate but equal" was around for 100 years. If we hadn't listened to the masses it might still be good law. Therefore we shall keep the shades drawn so reality won't affect or disturb the independence of our decision making process or the Status Quo.
6(H) The Written Word
We hold what looks good on paper must be good.
6(I) The Primary Concern
We shall never consider the end result of our decisions unless it could result in professional embarrassment, loss of status or media attention.
6(J) Public Ignorance
Arrogance is how Citizens define us when they are not fully aware of the nature or scope of our position.
6(K) Judicial Discretion
Judicial Discretion means we can do what we damn well please and is a great tool for denying appeals and judicial wrongdoing.
6(L) The Ultimate Truth
We irreversibly hold reality must conform to our decisions.
6(M) Judicial Precision
We shall forever work on perfecting the art of the polite, dignified, respectful, orderly administered and well twisted screw.
6(N) The Judicial Last Laugh
As related to the Judiciary, the term "over my dead body" is not a cliche but factually correct.
SECRET CANON 7 JURIES AND JURY TRIALS
7(A) Constitution Typo
We hold the right in the Constitution to jury trials in civil matters is a typo.
7(B) Evidence Seen By Jury
We hold the illusion of justice can be created by thoughtful selection of the evidence seen by the Jury.
7(C) Evolution Of Jury Trials
Except for criminal matters for the wealthy, we secretly maintain the elimination of jury trials and continue searching for ways to get that goddamn Constitution out of our way.
7(D) Jury Nullification
We shall remember to act outraged at any mention of the vulgar practice called Jury Nullification.
7(D)(i) Judicial View On Jury Nullification And Instruction
We hold the public does not have the intellectual sophistication to handle the power that comes with jury nullification. This power should only be in the hands of the Judiciary.
7(D)(ii) Jury Instruction
In our continuing efforts to protect the public we must continue to "persuade" juries, via involuntary neurological suppression, into believing:
* 7(D)(ii)(1) they can only do what we say and
* 7(D)(ii)(2) they are not allowed to vote their conscience and
* 7(D)(ii)(3) they should only vote regarding facts and judicially selected evidence, not facts and the law.
7(E) Jury Selection
We must continue to use the word "random selection" when describing the jury selection pool since "random selection" can mean a non specific selection of any group.
SECRET CANON 8 JUSTICE
8(A) The Value Of Justice
We forever hold Justice as the precious and proper administration of laws filtered by legal analysis and unaffected by the end result, even when the end result is the improper administration of laws.
8(B) The Privilege Of Justice
We hold Justice to be more of a privilege than a right. As a result, Justice should never be dispensed casually, freely or indiscriminately.
8(C) Appeals Insure Justice
We hold a denial of justice is an impossibility due to everyone's right of appeal. We hold this to be true irregardless of a litigant's time, money or resources.
8(D) Justice For All
We hold Justice is for all , but only after first deciding which standard of law we will apply, the "spirit of the law" or the "letter of the law" and after;
* 8(D)(i) the exact terminology and the exact questions are used to describe the injustice in the exact manner we require at the time and
* 8(D)(ii) said terminology is precisely used with other precise terminology in the exact manner we happen to be requiring at the time and
* 8(D)(iii) the exact form is used in the exact manner we happen to be requiring at the time and
* 8(D)(iv) said form is exactly prepared with other exactly prepared forms which we are requiring at the time and
* 8(D)(v) time requirements are exactly followed with respect to a host of issues that we happen to be requiring at the time and
* 8(D)(vi) all tools of eliminating litigants have been judiciously attempted such as overcharging, plea bargain, premature dismissals, expert testimony, res judicata,etc. and
* 8(D)(vii) we can't possibly find a way to use the great catch all "judicial discretion" to eliminate a litigant and
* 8D(viii) we have made litigants go through as many possible steps as we can conjure up irregardless of the litigant's time or financial resources and
* 8(D)(ix) any other judicially prudent, meticulous and painstaking attempt at finding a reason to avoid granting Justice unnecessarily.
8(E) Due Process Defined
First, decide how we want the case to go. Second, formulate a legal logic to support our decision. Third, manipulate, dissect or eliminate the facts and evidence to support our decision. Then the rubber stamp doctrine of "judicial discretion" will prevent most decisions from being overturned
SECRET CANON 9 LAW
9(A) The Nature Of Law
We hold the nature of the law similar to "silly putty". We may bend, stretch or reshape the law to say what fits our purpose.
9(B) The Flexibility Of Law
We hold the law is like the Bible, it can be made to say anything we want with enough quotes, viewpoints and cross references.
9(C) The Standards Of Law
The "letter of the law" and the "spirit of the law" are two different legal standards of Justice and the Law. We may choose the standard that suits our fancy.
9(D) The Equal Application Of Law
We hold the law must always be equally applied, depending on the circumstances and the litigant.
9(E) No One Above The Law
We hold no one is above the law. [Tee hee hee, wink wink]
SECRET CANON 10 ON AND OFF THE RECORD
10(A) Purpose Of Back Room Meetings
We will make ample use of back room meetings to keep litigants in the dark. They can not and should not see or understand the process of litigation.
10(B) Back Room Meetings Enhance Justice
* 10(B)(i) We hold injustice can not result from back room meetings because if wrongdoing occurs, clients can sue their Lawyers for malpractice.
* 10(B)(ii) To avoid complications, we avoid mentioning or considering the resources required for or the near impossibility of finding a lawyer to sue another lawyer.
10(C) Health Benefits Of Back Room Meetings
We hold the practice of moving to and from back room meetings can assist with circulation, constipation, rectal itch, gaseous emissions, breathing and caloric consumption.
10(D) Back Room Meetings Are Open Court
We shall go off the record as much as possible being careful to maintain the illusion of "open court."
10(E) The Unmentionable Contract
We prefer clients not be present in back room meetings while never mentioning we hold the client to whatever their lawyer agrees to in these meetings.
10(F) Accuracy Of Record
We resist new equipment that transcribes immediately. We prefer to have the option of making corrections to insure accuracy before the record is transcribed.
10(G) Consequences Of Clients At Back Room Meetings
We hold a client's presence at back room meetings can result in inappropriate evaluations of Judicial and Attorney conduct and expertise.
SECRET CANON 11 PRO SE'S, THE POOR AND INDIGENTS
11(A) The Protection Of The Public
11(A)(i) We hold the need to protect the public from the dangers of self representation far outweighs the fair impartial administration of Justice. To protect the public from the dangers of self representation we shall:
* 11(A)(i)(1) approach the Pro Se, poor or indigent's complaint from this objectively protective and compassionate position, "Is there anyway I can deny this petition?"
* 11(A)(i)(2) use Judicially prudent unbiased techniques to intimidate, frustrate, anger, nit pick, postpone, play with or in any other way rid ourselves of a Pro Se, poor or indigent litigant.
* 11(A)(i)(3) assist the Pro Se, poor or indigent in a resolution by bending or ignoring the rules on ex parte communications.
* 11(A)(i)(4) nurture an unfriendly environment in a dignified and polite manner.
* 11(A)(i)(5) minimize or ignore Judicial, Court or Attorney errors while magnifying any errors of the Pro Se, poor or indigent litigant.
* 11(A)(i)(6) politely move on to the next case before the Pro Se, poor or indigent is finished. This will assist eliminating them later with arguments such as Res Judicata.
11(B) Disposition Before Written Decisions
* 11(B)(i) It is best to be rid of a Pro Se, poor or indigent litigant before having to render a decision requiring written legal analysis.
* 11(B)(ii) If forced to render a written opinion on a Pro Se , poor or indigent case, we will stick to or switch to the arguments that validate our desired position.
* 11(B)(iii) In Pro Se poor or indigent cases, we prefer unpublished opinions. This makes it easier to perpetuate non sequiturs and pseudo-justice while maintaining the illusion of due process.
* 11(C)(iv) We hold "giving the dog a bone" occasionally is good practice and gives us some ammunition when our integrity is questioned.
11(C) The Superiority Of Bar Members
When dealing with a Pro Se, poor or indigent litigant, we shall always give credence to members of the Bar's arguments, regardless of how absurd or off point they are.
11(D) The Superiority Of The Status Quo
In cases involving the system, member of the bar or the status quo versus the Pro Se, poor or indigent litigant make sure the system, member of the bar or the status quo prevail regardless of how you must ignore or pervert the issues .
11(E) Irrebuttable Presumption Of Pro Se Ignorance
We hold the Pro Se, poor or indigent litigant does not or can not understand the complex issues of litigation.
11(F) Methods For Smart Alec Pro Se, Poor Or Indigent Litigants
If a Pro Se, poor or indigent does understand the issues we shall:
* 11(F)(i) repeatedly bait them to go off point or
* 11(F)(ii) convince them they don't understand or
* 11(F)(iii) diligently look for and focus on a point they don't understand clearly or
* 11(F)(iv) continue until they err, running with the error to make a touchdown.
11(G) Attitude Toward Naive Pro Se, poor or indigent Litigant
We shall always take a patient but condescending attitude with a Pro Se, poor or indigent litigant that is so naive as to demand and expect fair, impartial Justice and the law applied as written.
11(H) The Inability To Practice Law
Our inability to give legal advice or advocate is restricted to Pro Se, poor or indigent litigants, not members of the bar, the fictitious corporate person or the State.
11(I) The In Forma Pauparis Hearing
We hold when questioning a litigant attempting to file In Forma Pauparis regarding what they own to never reveal the legal definition of "own" is to have and hold title. This effectively eliminates the unresourceful and ineffective and our ass is covered.
11(J) The Judicial Nightmare
The nightmare of having the public believe they have a chance of receiving justice without a lawyer must be avoided at all costs. The Courts are best operated as a "members only" organization.
SECRET CANON 12 PUBLIC AND THE MEDIA
12(A) Appeasing The Public
* 12(A)(i) Exemplifying one case where the system worked can cover a multitude of sins.
* 12(A)(ii) Occasional written opinions regarding concern about justice for the poor are effective in perpetuating the myth that we are continually and aggressively working on this issue.
* 12(A)(iii) When all else fails, schedule future hearings.
12(B) Handling Of Liability
We hold where liability of the privileged, the system or the status quo is involved, admission of wrong doing or error causes more harm than good. However, occasionally throwing the dog a bone can cover a multitude of sins.
12(C) Objective Public Image Maintained
We will continue to resist equipment in legal proceedings that can record emotion, attitude or personality traits which can affect the course of proceedings.
12(D) High Profile Trials
High profile trials are an opportunity to show Americans the way the system should work. This is advantageous to the overwhelming majority of Americans who would never see it otherwise. This also minimizes complaints of the non-existence of an effective judicial system.
12(E) The Priority Of The Public Trust
We hold the public trust must be maintained regardless of how we have to lie, cheat or steal to maintain it.
12(F) Media Focus and Public Attention
We hold hearings on any judicial wrongdoing should never be conducted when media attention or public awareness is high.
12(G) Judicial Verbal Equivalents To The Finger
When dealing with the public and the media, we shall never forget the power of the statements,
* "You don't understand the intricacies and operations of law" and
* "It would be inappropriate for me to comment" and
* "Many times Judges have knowledge of details not known by the public."
SECRET CANON 13 RULES AND PROCEDURES
13(A) Value Of Justice
We hold Justice should always be fought for, never freely handed out.
13(B) The True Essence Of Procedure
We shall strive to find the breaking point in each individual.
13(C) Productivity
To create the illusion of productivity we shall forever hold Justice in front of litigants like a carrot on a stick.
13(D) Administration Of Justice
We hold the selective and selectively meticulous application and adherence to rules and procedure can be used to override the administration of Justice if the administration of Justice requires it.
13(E) The Obstacle Course Objective
We shall always remember the amount of Citizens we have to deal with is contingent on the number of hoops we require they go through.
13(F) Time Of The Essence
We shall remember time is on our side and the passage of time can create the illusion of thoroughness.
13(G) Due Process
We hold the term "due process" can imply the payment of money.
SECRET CANON 14 THE SUPREMACY OF THE CORPORATE PERSON
14(A) The Corporate Person v. The Individual
* 14(A)(i) The fictitious Corporate person shall be held in higher esteem than the individual.
* 14(B)(ii) We hold individuals are better represented by a corporate entity. This is more efficient and results in fewer demands for Rights or Justice.
SECRET CANON 15 LYING AND TRUTH TELLING
15(A) The Ethics Of Lying
* 15(A)(i) To maintain the ethical nature of legal proceedings, the word "lie" is considered vulgar as related to statements from the Judiciary or members of the bar.
* 15(A)(ii) We shall use terms like misspoke, spoken in error, inadvertent utterance, involuntary neurological transmission, spontaneous somnambulistic manifestation or some terminology denoting non deliberate intent when describing the statements in question.
* 15(A)(iii) We hold the near impossibility of the existence of the lie because objective reality can have countless varied creative interpretations and constructive descriptions. Calling another's view of objective reality a lie shows a lack of intelligence, creative viewpoints and critical thinking skills.
15(B) The Ethics Of Truth
15(B)(i) We hold truth is that which is least damaging to the status quo.
© 2006 R. Atnagrag
A great site on Christian Theology
Go to: Caught! The Pro se Way
SECRET CANON 1 ATTORNEY GENERAL AND PUBLIC DEFENDER
1 Prosecutorial Discretion
1(A) We hold the prudent practice of "see, hear and speak no evil" essential as related to the office of the Attorney General [secretly called the "power structure's Mafia"]. Therefore:
* 1(A)(i) We hold the latitude we give the Public Defender's office compensates for any inequality of justice or prosecutorial misconduct and
* 1(A)(ii) We ignore the practice of overcharging by the Attorney General regardless of how many are forced into false admissions or plea bargains.
* 1(A)(iii) We hold overcharging can assist bar members with revenue enhancement and improves efficiency by reducing demands for jury trials and we shall not consider
o any guidelines stating otherwise or
o the devastation in the lives of those so affected.
* 1(A)(iv) Since it is the job of the Attorney General to "get" people, any means they use to do so is acceptable since they are the will and voice of the people.
* 1(A)(v) If the Attorney General's Office violates laws, rules or ethics while "getting" people then let the trial process sort it out. To hell with the following:
o those who can't afford effective counsel, a trial or those having a Public Defender and
o those who get a Judge skilled in the use of judicial discretion who covers up or ignores prosecutorial misconduct citing "judicial efficiency" and the "duty of the state."
* 1(A)(vi) Having a bold aggressive Attorney General is of greater benefit to Society than any possible damage to individual life and liberty.
1(B) Public Defender
* 1(B)(i) The importance we place on justice can always be measured by the amount of resources given the Public Defender in proportion to the amount of resources given the Attorney General.
* 1(B)(ii) Under staffing and under funding of the Public Defender:
o enhances Judicial efficiency and eases the court calendar by promoting plea bargains, suicides, breakdowns, despair, fleeing etc. and
o can give us more bang for our buck by turning the Public Defender into an extension of the Attorney General's office and
o can demonstrate effective use of the "good cop (Public Defender)" "bad cop (Attorney General)" scenario and
o can assist members of the bar with property acquisition and other revenue enhancements.
* 1(B)(iii) Any uncooperative Public Defender making an issue of judicial or prosecutorial misconduct or ethics violations shall be removed as quickly as possible.
SECRET CANON 2 JUDICIAL BEHAVIOR TOWARDS LITIGANTS
2(A) Confident Litigants
Any litigant appearing confident can be baffled by minutia or Judicially enhanced procedural criteria.
2(B) Judicial Dominance
Occasionally we encounter a litigant who doesn't know we are king. We hold the following tools effective in forcing a resistant litigant into submission:
* intimidation by any means
* condescending looks, gestures or comments
* expressing or instigating anger, outrage or shock
* obvious impatience
* rushing the proceedings
* frequent checks of the time
* cautionary glances toward the Bailiff
* appearing distressed or uncomfortable like one needing to go to the bathroom
* yelling the magic word "NEXT!"
* raising unrelated, irrelevant or confusing issues and
* loud bangs using the gavel.
2(C) The Need For Attorneys
We shall continue to stress the need to have an Attorney without addressing the fact the overwhelming majority of Americans can not afford them. This is effective in keeping the unresourceful and ineffective at bay.
2(D) The Ultimate Authority
Citizens must be continually led to believe that the Judiciary is the final or ultimate authority in our system of Government.
2(E) Practice Of Law Forbidden
We shall try as best we can to confuse clarifying issues with our inability to give advice. This makes us less apt to stick our foot in our mouth.
2(F) Sincerity Of The Judiciary
We shall never appear insincere when stating absurdities, untruths, mistruths or nonsense. We shall always act like the hearer is unknowledgeable, naive or unseasoned.
2(G) Judicial Fairness
We shall always remember when deciding the significance of an individual to consider money, connections, power, politics and the ability to get media attention in deciding how fair we need to be.
2(H) Judicial Response To Criticism
We forever hold the response to valid or invalid criticism should be indignance.
2(I) Judicial Efficiency
We hold instigating outrage, frustration, anger or other emotions in litigants can be an effective tool to rid ourselves of the unwanted litigant.
2(J) Judicial Handling Of The Ignorant
The client demanding Justice and the full respect of their rights shall be treated with pity and patience.
2(K) Judicial Authority
Due to the authoritative nature of black robes, we shall continue to resist their removal.
SECRET CANON 3 EXPERTS AND EXPERT TESTIMONY
3(A) Efficiency Of Experts
We hold one of the greatest innovations for eliminating ineffective and unresourceful litigants is the ever expanding use of expert testimony.
3(B) Evolution Of Experts
This innovation will reach maturity when we routinely use levels of experts on experts to testify on the validity and expertise of each expert.
SECRET CANON 4 JUDICIAL AND PROSECUTORIAL DISCRETION
4(A) Discretion Defined
We maintain judicial and prosecutorial discretion is doing whatever we damn well please within the judicially prudent guidelines we happen to be following at the time.
4(B) Review Of Discretionary Acts
We shall never promulgate awareness of the real legal issue regarding the use and review of judicial and prosecutorial discretion which is the process of reasoning used in the discretionary act's decision making process. We shall convert the process of reasoning argument into an argument regarding the validity of doing or not doing the discretionary act.
SECRET CANON 5 JUDICIAL OVERSIGHT
5(A) Oversight Immunity
The immunity of everyone overseeing the Judiciary must be maintained to prevent witch hunts and the overzealous from affecting the independence of the Judiciary. The Judiciary does not require the vulnerable or corrective oversight of the masses.
5(B) Judicial Objectivity
We shall always remember the real symbolic reason behind the woman with the blindfold and scale. Objectivity and independence means remaining as blind as possible to wrong doing committed by the Judiciary, members of the bar, and the resourceful and effective.
5(C) Judicial Self-Evaluation
To maintain the independence of the Judiciary, we hold each others rulings to be legally and factually correct regardless of the injustice that results, the facts or the law.
5(D) Judicial Opinions Of Judges
To insure effective oversight of the Judiciary, we shall never criticize each other regardless of the severity of the wrong or the injustice.
5(E) Trust Us, We're Judges
We hold self monitoring and absolute immunity as foolhardy, ineffective and unworkable for everyone except the Judiciary and judicial oversight committees.
5(F) Judicial Job Performance
To allows us to remain unconcerned about upsetting the status quo, we shall keep the public convinced their interference will negatively affect the independence of the Judiciary making Judges afraid to do their jobs.
5(G) The Judicial Mosaic Tablet
We shall forever speak of centuries of Judicial immunities as proof of Judicial immunities' necessity and effectiveness without ever mentioning Judicial wrongdoing has been around as long as Judges.
5(H) Delay = Denied
We hold admission of any Judicial wrongdoing delayed is admission of Judicial wrongdoing denied.
5(I) Complete And Through Review
We hold there is no judicial wrongdoing which can not be diminished by time, levels of hearings and precise dissection , categorization and delegation of related facts and responsibilities.
SECRET CANON 6 JUDICIAL THOUGHT AND LEGAL REASONING
6(A) Judicial Zen
* 6(A)(i) We hold the logic for our legal reasoning is embodied in the following statement which is understood only by the enlightened: "Because we open a window to the outside of this room does not mean we order, allow, permission or induce any air, dust, molecules, light waves, solar radiation, atoms, or any known or unknown wave or particulate matter from outside to enter this room and are not responsible if said events occur due to the contextual basis of our decisions."
* 6(A)(ii) We believe in the existence of the metaphysical "third eye." This enables us to selectively avoid looking out our other two eyes.
* 6(A)(iii) In the beginning was our word. Our word was with God, our word IS God.
* 6(A)(iv) To think is to be right.
* 6(A)(v) There is no issue that cannot be split into parts, and there is no part that can't be considered as the whole issue.
6(B) The Dangers Of Common Sense And Factual Integration
* 6(B)(i) The consideration of the end result our decision has when integrated with the "outside world" can lead to decisions based on "common sense" and must be avoided.
* 6(B)(ii) "Common Sense" lessens the highly specialized analytical and intelligent nature of the Judiciary creating the undesirable illusion we think like the masses.
* 6(B)(iii) "Common sense" must not be part of legal proceedings because it cannot be objectively verified.
* 6(B)(iv) Large scale factual integration with realities of the outside world can negatively affect the perfection of our written word.
6(C) Judicial Self Esteem
We endeavor to remain forever impressed with each other, our performance and our status irregardless of the availability or affordability of Justice.
6(D) Lip Service
We hold the consideration and realities of the quality or delivery of Justice should be given lip service faithfully.
6(E) The Third Person
We hold the "system" shall always be spoken of in the third person as if it operates independently from individuals.
6(F) Judicial Secret Mantra
We may think but not say, "I am the closest thing to God you will ever know."
6(G) Protection Of Status Quo
We shall remember "separate but equal" was around for 100 years. If we hadn't listened to the masses it might still be good law. Therefore we shall keep the shades drawn so reality won't affect or disturb the independence of our decision making process or the Status Quo.
6(H) The Written Word
We hold what looks good on paper must be good.
6(I) The Primary Concern
We shall never consider the end result of our decisions unless it could result in professional embarrassment, loss of status or media attention.
6(J) Public Ignorance
Arrogance is how Citizens define us when they are not fully aware of the nature or scope of our position.
6(K) Judicial Discretion
Judicial Discretion means we can do what we damn well please and is a great tool for denying appeals and judicial wrongdoing.
6(L) The Ultimate Truth
We irreversibly hold reality must conform to our decisions.
6(M) Judicial Precision
We shall forever work on perfecting the art of the polite, dignified, respectful, orderly administered and well twisted screw.
6(N) The Judicial Last Laugh
As related to the Judiciary, the term "over my dead body" is not a cliche but factually correct.
SECRET CANON 7 JURIES AND JURY TRIALS
7(A) Constitution Typo
We hold the right in the Constitution to jury trials in civil matters is a typo.
7(B) Evidence Seen By Jury
We hold the illusion of justice can be created by thoughtful selection of the evidence seen by the Jury.
7(C) Evolution Of Jury Trials
Except for criminal matters for the wealthy, we secretly maintain the elimination of jury trials and continue searching for ways to get that goddamn Constitution out of our way.
7(D) Jury Nullification
We shall remember to act outraged at any mention of the vulgar practice called Jury Nullification.
7(D)(i) Judicial View On Jury Nullification And Instruction
We hold the public does not have the intellectual sophistication to handle the power that comes with jury nullification. This power should only be in the hands of the Judiciary.
7(D)(ii) Jury Instruction
In our continuing efforts to protect the public we must continue to "persuade" juries, via involuntary neurological suppression, into believing:
* 7(D)(ii)(1) they can only do what we say and
* 7(D)(ii)(2) they are not allowed to vote their conscience and
* 7(D)(ii)(3) they should only vote regarding facts and judicially selected evidence, not facts and the law.
7(E) Jury Selection
We must continue to use the word "random selection" when describing the jury selection pool since "random selection" can mean a non specific selection of any group.
SECRET CANON 8 JUSTICE
8(A) The Value Of Justice
We forever hold Justice as the precious and proper administration of laws filtered by legal analysis and unaffected by the end result, even when the end result is the improper administration of laws.
8(B) The Privilege Of Justice
We hold Justice to be more of a privilege than a right. As a result, Justice should never be dispensed casually, freely or indiscriminately.
8(C) Appeals Insure Justice
We hold a denial of justice is an impossibility due to everyone's right of appeal. We hold this to be true irregardless of a litigant's time, money or resources.
8(D) Justice For All
We hold Justice is for all , but only after first deciding which standard of law we will apply, the "spirit of the law" or the "letter of the law" and after;
* 8(D)(i) the exact terminology and the exact questions are used to describe the injustice in the exact manner we require at the time and
* 8(D)(ii) said terminology is precisely used with other precise terminology in the exact manner we happen to be requiring at the time and
* 8(D)(iii) the exact form is used in the exact manner we happen to be requiring at the time and
* 8(D)(iv) said form is exactly prepared with other exactly prepared forms which we are requiring at the time and
* 8(D)(v) time requirements are exactly followed with respect to a host of issues that we happen to be requiring at the time and
* 8(D)(vi) all tools of eliminating litigants have been judiciously attempted such as overcharging, plea bargain, premature dismissals, expert testimony, res judicata,etc. and
* 8(D)(vii) we can't possibly find a way to use the great catch all "judicial discretion" to eliminate a litigant and
* 8D(viii) we have made litigants go through as many possible steps as we can conjure up irregardless of the litigant's time or financial resources and
* 8(D)(ix) any other judicially prudent, meticulous and painstaking attempt at finding a reason to avoid granting Justice unnecessarily.
8(E) Due Process Defined
First, decide how we want the case to go. Second, formulate a legal logic to support our decision. Third, manipulate, dissect or eliminate the facts and evidence to support our decision. Then the rubber stamp doctrine of "judicial discretion" will prevent most decisions from being overturned
SECRET CANON 9 LAW
9(A) The Nature Of Law
We hold the nature of the law similar to "silly putty". We may bend, stretch or reshape the law to say what fits our purpose.
9(B) The Flexibility Of Law
We hold the law is like the Bible, it can be made to say anything we want with enough quotes, viewpoints and cross references.
9(C) The Standards Of Law
The "letter of the law" and the "spirit of the law" are two different legal standards of Justice and the Law. We may choose the standard that suits our fancy.
9(D) The Equal Application Of Law
We hold the law must always be equally applied, depending on the circumstances and the litigant.
9(E) No One Above The Law
We hold no one is above the law. [Tee hee hee, wink wink]
SECRET CANON 10 ON AND OFF THE RECORD
10(A) Purpose Of Back Room Meetings
We will make ample use of back room meetings to keep litigants in the dark. They can not and should not see or understand the process of litigation.
10(B) Back Room Meetings Enhance Justice
* 10(B)(i) We hold injustice can not result from back room meetings because if wrongdoing occurs, clients can sue their Lawyers for malpractice.
* 10(B)(ii) To avoid complications, we avoid mentioning or considering the resources required for or the near impossibility of finding a lawyer to sue another lawyer.
10(C) Health Benefits Of Back Room Meetings
We hold the practice of moving to and from back room meetings can assist with circulation, constipation, rectal itch, gaseous emissions, breathing and caloric consumption.
10(D) Back Room Meetings Are Open Court
We shall go off the record as much as possible being careful to maintain the illusion of "open court."
10(E) The Unmentionable Contract
We prefer clients not be present in back room meetings while never mentioning we hold the client to whatever their lawyer agrees to in these meetings.
10(F) Accuracy Of Record
We resist new equipment that transcribes immediately. We prefer to have the option of making corrections to insure accuracy before the record is transcribed.
10(G) Consequences Of Clients At Back Room Meetings
We hold a client's presence at back room meetings can result in inappropriate evaluations of Judicial and Attorney conduct and expertise.
SECRET CANON 11 PRO SE'S, THE POOR AND INDIGENTS
11(A) The Protection Of The Public
11(A)(i) We hold the need to protect the public from the dangers of self representation far outweighs the fair impartial administration of Justice. To protect the public from the dangers of self representation we shall:
* 11(A)(i)(1) approach the Pro Se, poor or indigent's complaint from this objectively protective and compassionate position, "Is there anyway I can deny this petition?"
* 11(A)(i)(2) use Judicially prudent unbiased techniques to intimidate, frustrate, anger, nit pick, postpone, play with or in any other way rid ourselves of a Pro Se, poor or indigent litigant.
* 11(A)(i)(3) assist the Pro Se, poor or indigent in a resolution by bending or ignoring the rules on ex parte communications.
* 11(A)(i)(4) nurture an unfriendly environment in a dignified and polite manner.
* 11(A)(i)(5) minimize or ignore Judicial, Court or Attorney errors while magnifying any errors of the Pro Se, poor or indigent litigant.
* 11(A)(i)(6) politely move on to the next case before the Pro Se, poor or indigent is finished. This will assist eliminating them later with arguments such as Res Judicata.
11(B) Disposition Before Written Decisions
* 11(B)(i) It is best to be rid of a Pro Se, poor or indigent litigant before having to render a decision requiring written legal analysis.
* 11(B)(ii) If forced to render a written opinion on a Pro Se , poor or indigent case, we will stick to or switch to the arguments that validate our desired position.
* 11(B)(iii) In Pro Se poor or indigent cases, we prefer unpublished opinions. This makes it easier to perpetuate non sequiturs and pseudo-justice while maintaining the illusion of due process.
* 11(C)(iv) We hold "giving the dog a bone" occasionally is good practice and gives us some ammunition when our integrity is questioned.
11(C) The Superiority Of Bar Members
When dealing with a Pro Se, poor or indigent litigant, we shall always give credence to members of the Bar's arguments, regardless of how absurd or off point they are.
11(D) The Superiority Of The Status Quo
In cases involving the system, member of the bar or the status quo versus the Pro Se, poor or indigent litigant make sure the system, member of the bar or the status quo prevail regardless of how you must ignore or pervert the issues .
11(E) Irrebuttable Presumption Of Pro Se Ignorance
We hold the Pro Se, poor or indigent litigant does not or can not understand the complex issues of litigation.
11(F) Methods For Smart Alec Pro Se, Poor Or Indigent Litigants
If a Pro Se, poor or indigent does understand the issues we shall:
* 11(F)(i) repeatedly bait them to go off point or
* 11(F)(ii) convince them they don't understand or
* 11(F)(iii) diligently look for and focus on a point they don't understand clearly or
* 11(F)(iv) continue until they err, running with the error to make a touchdown.
11(G) Attitude Toward Naive Pro Se, poor or indigent Litigant
We shall always take a patient but condescending attitude with a Pro Se, poor or indigent litigant that is so naive as to demand and expect fair, impartial Justice and the law applied as written.
11(H) The Inability To Practice Law
Our inability to give legal advice or advocate is restricted to Pro Se, poor or indigent litigants, not members of the bar, the fictitious corporate person or the State.
11(I) The In Forma Pauparis Hearing
We hold when questioning a litigant attempting to file In Forma Pauparis regarding what they own to never reveal the legal definition of "own" is to have and hold title. This effectively eliminates the unresourceful and ineffective and our ass is covered.
11(J) The Judicial Nightmare
The nightmare of having the public believe they have a chance of receiving justice without a lawyer must be avoided at all costs. The Courts are best operated as a "members only" organization.
SECRET CANON 12 PUBLIC AND THE MEDIA
12(A) Appeasing The Public
* 12(A)(i) Exemplifying one case where the system worked can cover a multitude of sins.
* 12(A)(ii) Occasional written opinions regarding concern about justice for the poor are effective in perpetuating the myth that we are continually and aggressively working on this issue.
* 12(A)(iii) When all else fails, schedule future hearings.
12(B) Handling Of Liability
We hold where liability of the privileged, the system or the status quo is involved, admission of wrong doing or error causes more harm than good. However, occasionally throwing the dog a bone can cover a multitude of sins.
12(C) Objective Public Image Maintained
We will continue to resist equipment in legal proceedings that can record emotion, attitude or personality traits which can affect the course of proceedings.
12(D) High Profile Trials
High profile trials are an opportunity to show Americans the way the system should work. This is advantageous to the overwhelming majority of Americans who would never see it otherwise. This also minimizes complaints of the non-existence of an effective judicial system.
12(E) The Priority Of The Public Trust
We hold the public trust must be maintained regardless of how we have to lie, cheat or steal to maintain it.
12(F) Media Focus and Public Attention
We hold hearings on any judicial wrongdoing should never be conducted when media attention or public awareness is high.
12(G) Judicial Verbal Equivalents To The Finger
When dealing with the public and the media, we shall never forget the power of the statements,
* "You don't understand the intricacies and operations of law" and
* "It would be inappropriate for me to comment" and
* "Many times Judges have knowledge of details not known by the public."
SECRET CANON 13 RULES AND PROCEDURES
13(A) Value Of Justice
We hold Justice should always be fought for, never freely handed out.
13(B) The True Essence Of Procedure
We shall strive to find the breaking point in each individual.
13(C) Productivity
To create the illusion of productivity we shall forever hold Justice in front of litigants like a carrot on a stick.
13(D) Administration Of Justice
We hold the selective and selectively meticulous application and adherence to rules and procedure can be used to override the administration of Justice if the administration of Justice requires it.
13(E) The Obstacle Course Objective
We shall always remember the amount of Citizens we have to deal with is contingent on the number of hoops we require they go through.
13(F) Time Of The Essence
We shall remember time is on our side and the passage of time can create the illusion of thoroughness.
13(G) Due Process
We hold the term "due process" can imply the payment of money.
SECRET CANON 14 THE SUPREMACY OF THE CORPORATE PERSON
14(A) The Corporate Person v. The Individual
* 14(A)(i) The fictitious Corporate person shall be held in higher esteem than the individual.
* 14(B)(ii) We hold individuals are better represented by a corporate entity. This is more efficient and results in fewer demands for Rights or Justice.
SECRET CANON 15 LYING AND TRUTH TELLING
15(A) The Ethics Of Lying
* 15(A)(i) To maintain the ethical nature of legal proceedings, the word "lie" is considered vulgar as related to statements from the Judiciary or members of the bar.
* 15(A)(ii) We shall use terms like misspoke, spoken in error, inadvertent utterance, involuntary neurological transmission, spontaneous somnambulistic manifestation or some terminology denoting non deliberate intent when describing the statements in question.
* 15(A)(iii) We hold the near impossibility of the existence of the lie because objective reality can have countless varied creative interpretations and constructive descriptions. Calling another's view of objective reality a lie shows a lack of intelligence, creative viewpoints and critical thinking skills.
15(B) The Ethics Of Truth
15(B)(i) We hold truth is that which is least damaging to the status quo.
Tuesday, July 31, 2007
John Cornyn......fails the Texas People...Watt a ""Travesty of Justice" (8/15/2002)"
Home : Criminal Justice : Racial Bias
ACLU of Texas Denounces State Attorney General for Failing to Investigate "Travesty of Justice" (8/15/2002)
FOR IMMEDIATE RELEASE
SAN ANTONIO-In testimony today before state lawmakers, the American Civil Liberties Union blasted Texas Attorney General John Cornyn for failing to investigate a series of phony drug busts that led to the arrest of nearly 10 percent of the black residents of a small town in Texas.
"Attorney General John Cornyn is passing the buck to the United States Justice Department while innocent people continue to languish in prison, and corrupt police officers and prosecutors continue to pervert justice," said Harrell, who testified before the House Judicial Affairs Committee, which oversees the Texas Attorney General's Office.
After learning of the mass arrests of black residents in Tulia, the ACLU of Texas, along with the NAACP, filed a civil rights complaint in October 2000 with the U.S. Department of Justice, charging racial discrimination and prosecutorial misconduct.
An investigation was initiated that now appears to have come to a standstill under the Bush Administration, Harrell said. Last month a Justice Department official reportedly told the president of the American Bar Association that the investigation was closed.
The ACLU then asked the Texas Attorney General' office to pursue an investigation of those responsible for the Tulia arrests and convictions. In response, an official said that their effort would be "duplicative of the federal investigation" and that the "federal court system provides the proper forum and remedies should criminal violations be discovered during this investigation."
"This is a totally disingenuous response from an Attorney General who has clearly expressed a philosophy that federal authorities should not meddle in local law enforcement matters," Harrell said.
The failure of both the Justice Department and Texas officials to investigate the Tulia drug busts has been the subject of a recent series of highly critical columns by Bob Herbert of The New York Times, Harrell noted in his testimony.
Harrell also told the Judiciary Committee today that the state Attorney General has failed to implement key components of the James Byrd Hate Crimes Act and has failed to investigate hate crimes against Arab Americans and Muslims in the wake of the tragedy of September 11.
Harrell's testimony was submitted on behalf of the ACLU, the Muslim Legal Fund of America and the League of United Latin American Citizens in Texas.
The ACLU testimony is available online at http://archive.aclu.org/news/2002/harrell_statement.pdf
ACLU of Texas Denounces State Attorney General for Failing to Investigate "Travesty of Justice" (8/15/2002)
FOR IMMEDIATE RELEASE
SAN ANTONIO-In testimony today before state lawmakers, the American Civil Liberties Union blasted Texas Attorney General John Cornyn for failing to investigate a series of phony drug busts that led to the arrest of nearly 10 percent of the black residents of a small town in Texas.
"Attorney General John Cornyn is passing the buck to the United States Justice Department while innocent people continue to languish in prison, and corrupt police officers and prosecutors continue to pervert justice," said Harrell, who testified before the House Judicial Affairs Committee, which oversees the Texas Attorney General's Office.
After learning of the mass arrests of black residents in Tulia, the ACLU of Texas, along with the NAACP, filed a civil rights complaint in October 2000 with the U.S. Department of Justice, charging racial discrimination and prosecutorial misconduct.
An investigation was initiated that now appears to have come to a standstill under the Bush Administration, Harrell said. Last month a Justice Department official reportedly told the president of the American Bar Association that the investigation was closed.
The ACLU then asked the Texas Attorney General' office to pursue an investigation of those responsible for the Tulia arrests and convictions. In response, an official said that their effort would be "duplicative of the federal investigation" and that the "federal court system provides the proper forum and remedies should criminal violations be discovered during this investigation."
"This is a totally disingenuous response from an Attorney General who has clearly expressed a philosophy that federal authorities should not meddle in local law enforcement matters," Harrell said.
The failure of both the Justice Department and Texas officials to investigate the Tulia drug busts has been the subject of a recent series of highly critical columns by Bob Herbert of The New York Times, Harrell noted in his testimony.
Harrell also told the Judiciary Committee today that the state Attorney General has failed to implement key components of the James Byrd Hate Crimes Act and has failed to investigate hate crimes against Arab Americans and Muslims in the wake of the tragedy of September 11.
Harrell's testimony was submitted on behalf of the ACLU, the Muslim Legal Fund of America and the League of United Latin American Citizens in Texas.
The ACLU testimony is available online at http://archive.aclu.org/news/2002/harrell_statement.pdf
Friday, July 27, 2007
United States Government will not permit the conviction of any person on tainted testimony; But it did
US Supreme Court Center> US Supreme Court Cases & Opinions> Volume 352 > MESAROSH v. UNITED STATES, 352 U.S. 1 (1956)
MESAROSH v. UNITED STATES, 352 U.S. 1 (1956)
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U.S. Supreme Court
MESAROSH v. UNITED STATES, 352 U.S. 1 (1956)
352 U.S. 1
MESAROSH, ALIAS NELSON, ET AL. v. UNITED STATES.
ON MOTION TO REMAND.
No. 20.
Argued and decided October 10, 1956. Opinions delivered November 5, 1956.
In a Federal District Court, petitioners were convicted of conspiring to violate the Smith Act by advocating the overthrow of the Government of the United States by force and violence. The Court of Appeals affirmed. While a review was pending in this Court, the Solicitor General moved that the case be remanded to the District Court for a determination as to the credibility of the testimony of one of the government witnesses at the trial. He stated that the Government believes that the testimony of this witness at the trial "was entirely truthful and credible," but that, on the basis of information in its possession, the Government now has serious reason to doubt the truthfulness of testimony given by the same witness in other proceedings. Parts of the testimony of this witness in other proceedings were positively established as untrue, and the Solicitor General stated on the argument that he believed other parts to be untrue. Petitioners moved that the case be remanded to the District Court for a new trial Held: Solely on the basis of the Government's representations in its written motion and the statements of the Solicitor General during the argument on the motions, and without reaching any other issue, the Government's motion is denied, the judgment is reversed, and the case is remanded to the District Court with instructions to grant petitioners a new trial. Pp. 3-14.
Page 352 U.S. 1, 2
1. The witness's credibility has been wholly discredited by the disclosures of the Solicitor General; the dignity of the United States Government will not permit the conviction of any person on tainted testimony; this conviction is tainted; and justice requires that petitioners be accorded a new trial. Pp. 4-9.
2. The situation presented by the Government's motion in this case is entirely different from that presented by a motion for a new trial initiated by the defense, under Rule 33 of the Federal Rules of Criminal Procedure, presenting untruthful statements by a government witness subsequent to the trial as newly discovered evidence affecting his credibility at the trial. P. 9.
3. In this case, it cannot be determined conclusively by any court that the testimony of this discredited witness before a jury was insignificant in the general case against petitioners; it has tainted the trial as to all petitioners. Pp. 10-11.
4. In this criminal case, where the finder of fact was a jury, the District Judge is not the proper agency to determine that there was sufficient other evidence to sustain a conviction; only the jury can determine what it would do on a different body of evidence. Communist Party v. Subversive Activities Control Board, 351 U.S. 115, distinguished. Pp. 11-13.
5. There is no factual issue upon which the District Court could make an unassailable finding that this witness's other falsehoods were differentiated from his testimony herein. P. 13.
6. This Court has supervisory jurisdiction over the proceedings of the federal courts. P. 14.
223 F.2d 449, reversed and remanded to the District Court.
Solicitor General Rankin argued in support of the Government's motion to remand. Assistant Attorney General Tompkins was with him on the motion.
Frank J. Donner argued in opposition to the Government's motion and in support of petitioners' motion that the case be remanded to the District Court for a new trial. Arthur Kinoy, Marshall Perlin and Hubert T. Delany were with him on petitioners' motion and a supporting memorandum.
Page 352 U.S. 1, 3
MR. CHIEF JUSTICE WARREN delivered the opinion of the Court.
The decision here in passes only on the integrity of a criminal trial in the federal courts. It does not determine the guilt or innocence of the petitioners, and we do not reach other issues propounded in the lengthy briefs or which may be present in the trial record of 5,147 pages. The Solicitor General of the United States moved to remand the case to the trial court for further proceedings because of untruthful testimony given before other tribunal by Joseph D. Mazzei, a Government witness in this case. The counter-motion of petitioners asked for a new trial. The decision is based entirely upon the representations of the Government in its written motion and on the statements of the Solicitor General during the argument on the motions.[Footnote 1]
The petitioners were charged in a one-count indictment in the District Court for the Western District of Pennsylvania with conspiracy to violate the Smith Act.[Footnote 2] They
Page 352 U.S. 1, 4
were convicted, and the Court of Appeals for the Third Circuit, sitting en banc, affirmed by a divided court. 223 F.2d 449. This Court granted the petition for writ of certiorari, 350 U.S. 922, and the case was scheduled for argument on October 10, 1956.
On September 27, 1956, the Solicitor General of the United States filed a motion calling the attention of the Court to the testimony given in other proceedings by Mazzei, who was one of the seven witnesses for the Government in this case. In his motion, he stated that the Government, on the information in its possession, now has serious reason to doubt the truthfulness of Mazzei's testimony in those proceedings. While adhering to its position that "the testimony given by Mazzei at the trial [in this case] was entirely truthful and credible," the motion stated that "these incidents, taken cumulatively, lead us to suggest that the issue of his truthfulness at the trial of these petitioners should now be determined by the District Court after a hearing."
The material cited by the Government indicating the untruthfulness of Mazzei on occasions other than this trial can best be presented by setting forth verbatim the description of these incidents presented in the Motion of the Government to Remand:
"On June 18, 1953, Mazzei testified before the Senate Permanent Subcommittee on Investigations, in Washington, D.C., that, at a meeting of the Civil Rights Congress on December 4, 1952, one Louis
Page 352 U.S. 1, 5
Bortz told him that he, Bortz, had been `selected by the Communist Party to do a job in the liquidation of Senator Joseph McCarthy.' Mazzei further testified that the said Bortz conducted Communist Party classes in Pittsburgh to familiarize Party members with the handling of firearms and to instruct them in the construction of bombs.
"On November 14, 1952, Mazzei pleaded guilty to charges of adultery and bastardy in a Pennsylvania state court. This fact was brought out during his cross-examination at the petitioners' trial. On October 2, 1953 - after the completion of the trial - Mazzei filed a petition in the state court to have the guilty plea set aside. One of the grounds set forth in his petition was that he `was not guilty of the charge to which he was induced to plead * * * but did so only in his official capacity (as a Government informant) at the insistence of his superior in the FBI to avoid testifying.' At a hearing on the above petition on October 6, 1953, a Special Agent of the FBI denied Mazzei's allegations under oath. Mazzei's petition was dismissed by the court on October 6, 1953.
"In November 1953, Mazzei, at a secret proceeding, identified a certain Government official as a long-time active Communist Party member.
"On June 10 and 11, 1955, Mazzei testified before the Senate Subcommittee on Internal Security regarding possible Communist influences motivating attempts to discredit Justice Michael Musmanno of the Supreme Court of Pennsylvania. In the course of his testimony, Mazzei identified John J. Mullen, National Director, Political Action Committee, Steel Workers of America, as a member of the Communist Party in Pittsburgh during the period that Mazzei
Page 352 U.S. 1, 6
was a Government informant. Mazzei also testified that since 1942 he met Mullen ten or fifteen times a year, as a fellow Communist Party member.
"On July 2, 1956, Mazzei testified in disbarment proceedings against one Leo Sheiner before the Circuit Court of the Eleventh Judicial Circuit of Florida, in Miami. On cross-examination, Mazzei reiterated his charge that he was induced to plead guilty to the adultery and bastardy charge in the Pennsylvania state court in November 1952 by an Agent of the FBI. Items of his testimony as to alleged Communist activity are as follows: - that he visited Dade County, Florida, on behalf of the Communist Party during each of the years from 1946 to 1952; that the Communist Party in Miami had attempted to lease a bus line which served the Opa-locka Air Base; that in 1948 the Communist Party made plans for the armed invasion of the United States on orders from the Soviet Union and that he, Mazzei, was selected to go to Miami in 1948 because it was a seaport; that he took courses in the Communist Party on sabotage, espionage, and handling arms and ammunition; that he was taught by officers of the Communist Party in Pittsburgh how to blow bridges, poison water in reservoirs, and to eliminate people; that he discussed with Sheiner in 1948 `knocking off' a Judge Holt (a Florida judge) whom they (presumably the Communist Party) were having trouble with, and importing one Louis Bortz, the strong-arm man for the Communist Party, to do the job; that he and the Communist Party had made plans to assassinate Senators, Congressmen, and even went to Washington and beat up a Senator; and that, to his knowledge, Sheiner was extensively engaged in Communist Party activities in 1945, 1947, 1950, 1951, and 1952.
Page 352 U.S. 1, 7
None of this testimony at the Florida proceeding is supported or corroborated by information in the possession of the Government.
"Mazzei likewise testified that the FBI arranged to get him into the Army so that he could watch a certain Communist Party member; that he never wore a uniform and that he was discharged the day after the Communist Party member he was to watch was discharged. In actual fact, Mazzei's career in the Army was the result of the operation of the Selective Training and Service Act of 1940 and the FBI had nothing to do with his service in the armed forces. He also testified that sometimes the FBI paid him about $1,000 a month for expenses. From the period 1942 to 1952, according to the Bureau records, Mazzei was paid the total of $172.05 as expense money.
"Mazzei likewise testified that he had never been arrested in his life. In fact, he was arrested in connection with the paternity case brought against him in Pennsylvania by one Irene Corva. He has been arrested several times subsequent to this for his failure to make support payments to this woman."
On the argument of the motion the Solicitor General, in response to questions by the Court, stated with commendable candor that he believed the testimony given by Mazzei on June 18, 1953, before the Senate Committee concerning "the liquidation of Senator Joseph McCarthy" was untrue. He likewise stated that he believed the testimony given by Mazzei on July 2, 1956, in the Circuit Court of Florida was untrue. And in addition to the Solicitor General's personal opinion, the text of the motion itself shows that the Department of Justice is certain that some of Mazzei's post-trial testimony was contrary to the facts. The Pennsylvania statement of
Page 352 U.S. 1, 8
October 2, 1953, concerning his conviction of adultery and bastardy was controverted under oath at that hearing by an agent of the FBI. Mazzei again asserted in the Florida proceeding that he was induced to plead guilty to the adultery charge by an agent of the FBI. In the Florida testimony, he said that the FBI sometimes paid him a thousand dollars a month for expenses, whereas the records of the Bureau showed he was paid a total of $172.05 as expense money. He also testified there that the FBI arranged to put him in the Army to spy on a Party member, whereas the FBI had nothing to do with his Army service; he had been inducted in accordance with the Selective Service Act. All these discrepancies are pointed out in the motion, as quoted above.
As to his bizarre testimony in the Florida proceeding concerning sabotage, espionage, handling of arms and ammunition, and plots to assassinate Senators, Congressmen, and a state judge, the Government's motion suggests that none of it is worthy of belief by stating therein: "None of this testimony at the Florida proceeding is supported or corroborated by information in the possession of the Government."
At the oral argument, however, the Solicitor General stated that although he believed all of this testimony to be untrue, he was not prepared to say the witness Mazzei was guilty of perjury in giving the testimony; that his untrue statements might have been caused by a psychiatric condition, and that such condition might have arisen subsequent to the time of this trial. The Solicitor General, in the light of this position, asked to have the argument on the main case stricken from the calendar and the case remanded to the District Court for a full consideration of the credibility of the testimony of witness Mazzei. Commendable as the action of the Solicitor General was in promptly bringing the matter to our
Page 352 U.S. 1, 9
attention when it came to the attention of his office,[Footnote 3] we do not believe the disposition of the case suggested by him should be made.
Either this Court or the District Court should accept the statements of the Solicitor General as indicating the unreliability of this Government witness. The question of whether his untruthfulness in these other proceedings constituted perjury or was caused by a psychiatric condition can make no material difference here. Whichever explanation might be found to be correct in this regard, Mazzei's credibility has been wholly discredited by the disclosures of the Solicitor General. No other conclusion is possible. The dignity of the United States Government will not permit the conviction of any person on tainted testimony. This conviction is tainted, and there can be no other just result than to accord petitioners a new trial.
It must be remembered that we are not dealing here with a motion for a new trial initiated by the defense, under Rule 33 of the Federal Rules of Criminal Procedure, presenting untruthful statements by a Government witness subsequent to the trial as newly discovered evidence affecting his credibility at the trial. Such an allegation by the defense ordinarily will not support a motion for a new trial, because new evidence which is "merely cumulative or impeaching" is not, according to the often-repeated statement of the courts, an adequate basis for the grant of a new trial.[Footnote 4]
Page 352 U.S. 1, 10
Here we have an entirely different situation. The witness Mazzei was a paid informer of the Government - he had been in its employ from 1942 to 1953 for the purpose of infiltrating the Communist Party and reporting the facts found. He testified in this case in that capacity, as a Government witness. It is the Government which now questions the credibility of its own witness because in other proceedings in the same field of activity he gave certain testimony - some parts of it positively established as untrue and other parts of it believed by the Solicitor General to be untrue. The Solicitor General conceded that without Mazzei's testimony in this case the conviction of two of the petitioners cannot stand, but he argued that as to the other three Mazzei's evidence may not have had a substantial effect. But the trial judge believed Mazzei's testimony was material against them for, over objection, he admitted it against all the defendants. There were only seven witnesses. The testimony of Mazzei, at least, gave flesh-and-blood reality to the mass of Communist literature read to the jury to show advocacy of violence by the Communist Party.[Footnote 5] This being so, it cannot be determined
Page 352 U.S. 1, 11
conclusively by any court that his testimony was insignificant in the general case against the defendants. Thus it has tainted the trial as to all petitioners. As we said last Term in Communist Party v. Subversive Activities Control Board;
"When uncontested challenge is made that a finding of subversive design by petitioner was in part the product of three perjurious witnesses, it does not remove the taint for a reviewing court to find that there is ample innocent testimony to support the Board's findings. If these witnesses in fact committed perjury in testifying in other cases on subject matter substantially like that of their testimony in the present proceedings, their testimony in this proceeding is inevitably discredited and the Board's determination must duly take this fact into account." 351 U.S. 115, 124.
There we remanded to the Subversive Activities Control Board for reconsideration of its original determination in
Page 352 U.S. 1, 12
the light of the record shorn of the tainted testimony. But there the Board, an administrative agency, was the original finder of fact. Here, on the other hand, in a criminal case, the original finder of fact was a jury. The district judge is not the proper agency to determine that there was sufficient evidence at the trial, other than that given by Mazzei, to sustain a conviction of any of the petitioners. Only the jury can determine what it would do on a different body of evidence, and the jury can no longer act in this case.[Footnote 6] For this reason, as well as that stated in the preceding paragraph, if on a remand the District Court should rule that the verdict against some of the petitioners could stand, we would be obliged, on a subsequent appeal, to reverse and, at that late date, direct that a new trial be granted.[Footnote 7] This case was instituted
Page 352 U.S. 1, 13
four and one-half years ago; petitioners have been proceeding in forma pauperis. The interests of justice could not be served by a remand that must prove futile.
It might be different if we could see in this case any factual issue upon which the District Court, on a remand, could make an unassailable finding that Mazzei's other falsehoods were differentiated from his testimony herein. But it is not within the realm of reason to expect the district judge to determine, as the Government indicated it would ask him to do, that the witness Mazzei testified truthfully in this case in 1953 as an undercover informer concerning the activities of the Communist conspiracy, yet concurrently appeared in the same role in another tribunal and testified falsely - possibly because of a psychiatric condition - about a plan by different members of the Communist conspiracy to assassinate a United States Senator.[Footnote 8] That would be an unreasonable determination to make even though the judge might believe that Mazzei's bizarre testimony in 1956 concerning plans for the assassination of other officials, the destruction of bridges, training in sabotage and handling arms, and the poisoning of water in reservoirs, all to destroy the Government of the United States, was the product of a mental or emotional condition
Page 352 U.S. 1, 14
that had developed only after the time of this trial.
Mazzei, by his testimony, has poisoned the water in this reservoir, and the reservoir cannot be cleansed without first draining it of all impurity. This is a federal criminal case, and this Court has supervisory jurisdiction over the proceedings of the federal courts.[Footnote 9] If it has any duty to perform in this regard, it is to see that the waters of justice are not polluted. Pollution having taken place here, the condition should be remedied at the earliest opportunity.
"The untainted administration of justice is certainly one of the most cherished aspects of our institutions. Its observance is one of our proudest boasts. This Court is charged with supervisory functions in relation to proceedings in the federal courts. See McNabb v. United States, 318 U.S. 332. Therefore, fastidious regard for the honor of the administration of justice requires the Court to make certain that the doing of justice be made so manifest that only irrational or perverse claims of its disregard can be asserted." Communist Party v. Subversive Activities Control Board, 351 U.S. 115, 124.
The government of a strong and free nation does not need convictions based upon such testimony. It cannot afford to abide with them. The interests of justice call for a reversal of the judgments below with direction to grant the petitioners a new trial.
It is so ordered.
MR. JUSTICE BRENNAN took no part in the consideration or decision of this case.
Footnotes
Footnote 1 The Court directed that oral argument on the motions be heard at the time previously scheduled for the argument on the merits. 352 U.S. 808. MR. JUSTICE FRANKFURTER, believing the motion should be granted without argument, filed a dissent.
After hearing argument on the motions, October 10, 1956, the Court recessed to consider the matter, following which its decision to order a new trial was announced from the bench. 352 U.S. 862. Argument on the merits, therefore, was not heard. MR. JUSTICE FRANKFURTER, MR. JUSTICE BURTON, and MR. JUSTICE HARLAN dissented from the denial of the Government's motion to remand.
This opinion has been written to amplify the decision announced October 10, 1956. It should be noted that MR. JUSTICE MINTON participated in the consideration and decision of the motions, voting in favor of the order of the Court. On October 15, 1956, prior to the writing of this opinion, he retired from the Court. Therefore he did not participate in the consideration of this opinion.
Footnote 2 It was alleged that between 1945 and the date of the indictment the petitioners had conspired to advocate the overthrow of the Government
Page 352 U.S. 1, 4
of the United States by force and violence and to organize a society or group, the Communist Party, devoted to that purpose. The trial judge ruled that the organization charge was barred by the statute of limitations, but that evidence concerning the 1945 organization of the Communist Party, as well as earlier events, was admissible in determining whether petitioners had conspired to advocate violence.
Footnote 3 The Solicitor General's motion stated that his office came into possession of "the history of Mazzei's post-trial testimony" less than ten days before the motion was filed. With one exception, the motion does not indicate when other units of the Department of Justice acquired their information of Mazzei's conduct.
Footnote 4 See, e. g., United States v. Johnson, 142 F.2d 588, 592, cert. dismissed, 323 U.S. 806; United States v. Rutkin, 208 F.2d 647,
Page 352 U.S. 1, 10
654; United States v. Frankfeld, 111 F. Supp. 919, 923, aff'd sub nom. Meyers v. United States, 207 F.2d 413. But see United States v. On Lee, 201 F.2d 722, 725-726 (dissenting opinion).
See also United States v. Johnson, 327 U.S. 106, 110-111, n. 4 and n. 5.
Footnote 5 Although we have not examined the evidence in this case, in view of the disposition made, we deem it appropriate to consider herein the nature of Mazzei's testimony, since petitioners' counter-motion referred us to the appropriate pages of the transcript. The same pages had also been cited in the main briefs of both parties in summarizing the evidence.
Mazzei testified quite specifically about statements by defendants Careathers and Dolsen, made in classes each had taught at a Communist Party school he had attended in 1943 or in private conversations each had had with him at that time.
Careathers taught in his class, Mazzei testified, about the part
Page 352 U.S. 1, 11
the Negro people would play in bringing about a revolution. [Tr. 1940-1941.] Dolsen told his class, with Careathers present, that the only way a revolution could come about would be by violent overthrow of the government, with the Communist Party helping. [Tr. 1923.] Mazzei related other details of Dolsen's teaching, and passages were read to the jury which he said Dolsen had read to the class from the History of the Communist Party of the Soviet Union. [Tr. 1922-1923, 1936-1938.]
Mazzei told how Dolsen and Careathers had each given him private instruction after class, because each was unsatisfied with his understanding of a lesson in Dolsen's class. Mazzei related that each had told him in these separate private sessions that a revolution in this country could only come by armed violence, and that it would be with the help of the Communist Party and the Soviet Union. [Tr. 1940, 1943.] Mazzei also testified that Dolsen had told him, on an auto trip, that if a revolution came about, he would not hesitate to kill, as he had done in China, where he had worked with the Communist Party. [Tr. 1945.]
Footnote 6 Cf. Gordon v. United States, 344 U.S. 414, 422-423.
The present situation is different from that in United States v. Flynn, 130 F. Supp. 412, reargument denied, 131 F. Supp. 742. There the defense moved for a new trial on the basis of an affidavit in which a witness recanted his testimony after the trial. The Government charged that the recantation, rather than the testimony it contradicted, was the lie. Hence there was a factual issue to be determined at the outset, unlike the present case, where there is no conflict between the trial testimony and the subsequent matter brought forward by the Government as bearing on credibility. This difference has been recognized by the courts as calling for the application of different tests in passing on a motion for new trial, even without the added distinction of this case that it is the Government which questions the witness's credibility. See, e. g., United States v. Johnson, 142 F.2d 588, 591-592, cert. dismissed, 323 U.S. 806; United States v. Hiss, 107 F. Supp. 128, 136, aff'd, 201 F.2d 372. Therefore, we express no opinion as to the procedure followed by Judge Dimock in the Flynn case.
Footnote 7 Cf. Remmer v. United States, 347 U.S. 227, 348 U.S. 904, 350 U.S. 377.
Because the situation raised by the Solicitor General's motion is quite distinct from that of the ordinary defense motion for new trial, see pp. 9-11, supra, we would not consider ourselves bound on a
Page 352 U.S. 1, 13
review of the District Court's ruling in this situation by the limitations expressed with reference to the defense motion in United States v. Johnson, 327 U.S. 106.
See also note 6, supra.
Footnote 8 The trial of petitioners started February 24, 1953. Mazzei testified against petitioners on March 26, 27, and 30. It was on June 18 that he testified before the Senate Committee. On July 9, a motion for a mistrial was made on the basis of the prejudice alleged to be caused petitioners by the publicity given the June 18 testimony of Mazzei concerning the assassination of Senator McCarthy. Mistrial was denied. The jury found petitioners guilty on August 20. They were sentenced on August 25, on which date motions for new trial were denied.
Footnote 9 Cf. McNabb v. United States, 318 U.S. 332, 340-341; Thiel v. Southern Pacific Co., 328 U.S. 217, 225.
Page 352 U.S. 1, 15
MR. JUSTICE HARLAN, with whom MR. JUSTICE FRANKFURTER and MR. JUSTICE BURTON join, dissenting.
When the Court's order denying the Government's motion to remand, and granting the petitioners a new trial, was announced by THE CHIEF JUSTICE on October 10, MR. JUSTICE FRANKFURTER, MR. JUSTICE BURTON and I dissented.1 We reserved our right to file an opinion stating our reasons for thinking that the Government's motion should have been granted. This is that opinion.
On August 20, 1953, after a lengthy jury trial, petitioners were convicted of violating the Smith Act and the general federal conspiracy statute, 54 Stat. 670, 671, 18 U.S.C. 2385, 371, by conspiring to advocate the overthrow of the United States Government by force and violence. The Court of Appeals for the Third Circuit, sitting en banc, affirmed by a divided vote.2 This Court granted certiorari.3
On September 27, 1956, about two weeks before the case was scheduled for argument, the Solicitor General filed a motion asking us to remand the case to the District Court for a hearing as to the truthfulness and credibility of one Mazzei, a government informant and witness at the trial. The occasion for this motion was that the Solicitor General's office, some ten days before, had come into possession of information which led it seriously to doubt the correctness of certain testimony given by Mazzei in various independent proceedings, all but one of which occurred after the trial, as to his relations with Communists and the Federal Bureau of Investigation.4
Page 352 U.S. 1, 16
In its motion papers the Government stated that while it still believed that Mazzei's testimony at the trial had been "entirely truthful and credible," his post-trial testimony in these other proceedings was such as to "lead us to suggest that the issue of his truthfulness at the trial of these petitioners should now be determined by the District Court after a hearing." Petitioners' answer to this motion was that, while they considered themselves entitled to a judgment of acquittal or a new trial on the basis of the Government's disclosures, disposition of the Government's motion should nevertheless await this Court's decision on the issues brought here by the writ of certiorari.
On October 8, the Court directed that the Government's motion be heard orally at the threshold of the main case. My brother FRANKFURTER, who felt that the motion should have been granted forthwith, filed a dissenting memorandum.5 When the matter was heard by the Court on October 10, the positions taken by the Government and the defense were as follows: The Government was not yet prepared to say that Mazzei had committed
Page 352 U.S. 1, 17
perjury either at the trial or in any of the collateral proceedings.6 Conceivably, the Solicitor General thought, it might turn out that Mazzei was a psychiatric case. The Solicitor General pointed out that the petitioners had
Page 352 U.S. 1, 18
not previously moved for a new trial on the grounds relied upon in the Government's motion, although much of the later information as to Mazzei was known to them at the time of their motion for reargument in the Court of Appeals. Even so, the Solicitor General felt that in the broader interests of justice it was his duty to pursue the matter as soon as it came to his knowledge that a cloud was cast upon Mazzei's truthfulness or credibility.7 If he had been satisfied that Mazzei was a perjurer,
Page 352 U.S. 1, 19
the Solicitor General stated, he would have recommended that this Court reverse the convictions of two of the petitioners (Careathers and Dolsen). Since he was not so satisfied, he thought the proper procedure was to remand the case to the District Court for full exploration of the truthfulness and credibility of this witness.8 As to the other three petitioners, the Solicitor General regarded Mazzei's trial testimony of so little importance that the trial court, even if it found Mazzei was a perjurer, would have to review the entire case against them before ordering a new trial. Petitioners' position was that if this Court was unwilling to hear the main case on the merits, it should, without more, deny the Government's motion and reverse the convictions with directions for acquittal or at least a new trial. At the conclusion of the oral argument on the motion to remand, the Court recessed
Page 352 U.S. 1, 20
to consider the matter, following which its decision denying the Government's motion was announced from the bench.
We are in full agreement that the Court properly refused to pass on the merits of the case until this cloud upon the integrity of the convictions had been dissolved. Communist Party v. Subversive Activities Control Board, 351 U.S. 115. What we object to is that this Court itself should have undertaken to deal with the subtle and complicated issues presented by the Government's motion instead of sending the case back to the District Court for the determination of these issues after a full investigation. It is fitting that we state our reasons for this view.
1. We believe that the reversal of these convictions represents an unprecedented and dangerous departure from sound principles of judicial administration. The Court has overturned the results of a complex, protracted, and expensive trial before any investigation has been made of the suspicions which the Solicitor General brought to the attention of the Court promptly after the facts giving rise to them came to his notice. We find the Court's justification of its summary action unconvincing.
The basic justification given is that "either this Court or the District Court should accept the statements of the Solicitor General as indicating the unreliability of this Government witness." In effect, the Court has treated the case as if the Solicitor General had conceded the untrustworthiness of Mazzei's testimony at the trial. To us this reflects a misunderstanding of the Solicitor General's position. As to Mazzei's trial testimony, the Solicitor General - whose forthrightness and candor no one could doubt, and whose conduct in this situation has been commended by this Court - represented that the Government did not consider it yet had sufficient basis for regarding such testimony
Page 352 U.S. 1, 21
as untruthful. As to Mazzei's testimony in collateral proceedings, the Solicitor General, while stating his personal belief that some of it was untruthful, represented that he could not responsibly say whether such testimony involved perjury rather than psychopathic imbalance, and, if the latter, when that condition first arose or whether it was of such a character as to affect Mazzei's competency as a witness. In short, we think it abundantly clear that the Solicitor General conceded no more than that the situation was one that called for a thorough investigation.
We also observe that the Court finds that "no other conclusion is possible" than that "Mazzei's credibility has been wholly discredited," and that some parts of his post-trial testimony have been "positively established as untrue." We do not see how these conclusions can be reached in the face of the Government's representation that it still believes Mazzei's trial testimony to have been "entirely truthful and credible," and without the production of any evidence, or the examination and cross-examination of Mazzei and those who contradicted him, as to the post-trial episodes which have been called in question. Nor can we agree with the manner in which the Court has dealt with the Solicitor General's contentions as to petitioners Mesarosh, Albertson and Weissman. The Court simply says that Mazzei's testimony against Careathers and Dolsen was of such a character that, having been admitted against all defendants, it tainted the whole trial. But we cannot understand how this can be said short of a painstaking appraisal of the entire record which the Court acknowledges it has not read. The Court was quite right not to read the record, for in our view this was not the business of this Court, but that of the District Court; but by the same token, we think, the decision as to whether a new trial was justified was also, in the first instance, the business of the District Court.
Page 352 U.S. 1, 22
In the Communist Party case, supra, where there were undenied charges of perjury, we did not undertake to resolve those charges here, but instead sent the case back to the Board for exploration. We think a similar course should have been followed in this case. The Court suggests that the situation presented here differs from that in the Communist Party case, in that there the Board was the trier of the facts, whereas here it was for the jury, not the court, to weigh the truthfulness and credibility of Mazzei's trial testimony. This, however, overlooks the fact that as a preliminary to a new trial it must first be determined whether any of Mazzei's collateral testimony, now drawn in question, so reflects upon the truthfulness or credibility of his trial testimony as to warrant submission of the case to a new jury. That preliminary determination has always been recognized as the function of the trial court. United States v. Johnson, 327 U.S. 106; United States v. Troche, 213 F.2d 401; United States v. Rutkin, 208 F.2d 647; Gordon v. United States, 178 F.2d 896, cert. denied, 339 U.S. 935.9
Finally, the Court suggests that a different result might have been required if it were dealing with a defense motion for a new trial. However, we fail to see why the Government's motion, which was prompted by a desire to ascertain the true facts in all their ramifications, and which is aimed at the possibility of a new trial, calls for a different result or procedure than a defense motion for a new trial based on similar suspicions.
2. The District Court was the proper forum for the kind of investigation which should have been conducted here. This Court, and for that matter the Courts of Appeals, are
Page 352 U.S. 1, 23
ill-equipped for such a task. We need say no more than that appellate courts have no facilities for the examination of witnesses; nor in the nature of things can they have that intimate knowledge of the evidence and "feel" of the trial scene, which are so essential to sound judgment upon matters of such complexity and subtlety as those involved here, and which are possessed by the trial court alone.
3. Certainly there is no room for doubting the Solicitor General's good faith in this matter, or for supposing that the conduct of the further proceedings below would fall short of the highest standards of criminal justice. We have the Solicitor General's assurance that all of the Government's information bearing upon Mazzei's truthfulness and credibility would be made available to the defense, subject to appropriate safeguards.[Footnote 10] As to the end result,
Page 352 U.S. 1, 24
the Solicitor General stated that in his view the trial court would have to acquit petitioners Careathers and Dolsen if it found that Mazzei had perjured himself at the trial or had then been incompetent to testify, and as to the other petitioners might have to order a new trial.[Footnote 11] We need not consider at this time whether the Solicitor General's statement exhausts all of the factors that might require a new trial. Suffice it to say that we regard the Solicitor General's approach to this difficult situation as unexceptionable; and it is hardly to be assumed that the District Court would not do its full duty or would fall into error. We need only add that had the Government's
Page 352 U.S. 1, 25
motion been granted this Court would no doubt have accompanied its remand with appropriate instructions to guide the District Court in coping with this complicated problem. And surely the fact that this case has been long-drawn-out does not justify short-circuiting normal and orderly judicial procedures. The procedure adopted in United States v. Flynn, 130 F. Supp. 412, 131 F. Supp. 742, commends itself to us as a proper means of dealing with problems such as those raised by the Solicitor General's motion. We do not, of course, even remotely imply that we give any tolerance to the notion that a criminal conviction found to be infected by tainted testimony should be allowed to stand. We do say that ascertainment of where the truth lies here requires the kind of probing that is beyond the facilities and practices of this Court.
For the foregoing reasons we dissent. We think that the Government's motion to remand should have been granted.
[Footnote 1] 352 U.S. 862.
[Footnote 2] 223 F.2d 449.
[Footnote 3] 350 U.S. 922.
[Footnote 4] One of these episodes took place before the Senate Permanent Subcommittee on Investigations, in Washington, D.C., on June 18, 1953 (while the trial was still in progress). There Mazzei had testified that at a meeting of the Civil Rights Congress on December
Page 352 U.S. 1, 16
4, 1952, one Louis Bortz (an alleged Communist Party functionary) told him that he, Bortz, had been "selected by the Communist Party to do a job in the liquidation of Senator Joseph McCarthy." On the oral argument the Solicitor General told us that the Government was not prepared at the time of the trial to regard this testimony of Mazzei as a fabrication, because Bortz when questioned on this subject before the Senate Committee had pleaded his privilege, stating that the answers to the questions "would" incriminate him. It appears that Mazzei's Senate testimony was brought to the attention of the trial judge and that it was the basis of an unsuccessful defense motion for a mistrial. The Solicitor General further stated that it was not until the recent discovery of Mazzei's later testimony in the other post-trial collateral proceedings - particularly that given in certain Florida disbarment proceedings on July 2, 1956 - that his department began to have serious doubts as to Mazzei's truthfulness or credibility.
[Footnote 5] 352 U.S. 808.
[Footnote 6] As to Mazzei's trial testimony, the Solicitor General stated: "Before the witness [Mazzei] was presented to the [trial] court, his testimony was carefully appraised as to whether or not it was supported by any other material the Department had, and he was not contradicted. Although witnesses took the stand in behalf of the defendants his testimony was not contradicted at all, and that was one of the factors that bothered the Government in connection with these subsequent events that have caused us to conclude that this man's testimony should be carefully reexamined by the lower court in regard to validity at the time of the trial, because of what has occurred since, which, ordinarily, even though there was actual perjury, would not determine the validity of the testimony at the trial, depending upon what the circumstances were."
As to Mazzei's testimony in the collateral proceedings, the Solicitor General stated: "We believe that his [1953 Senate] testimony in that regard [the McCarthy incident] was not credible in light of what happened later [in the Florida disbarment proceedings]. We do not know at this point whether or not there is something psychiatric about this situation. We are disturbed about that." The Solicitor General further stated that, while his "personal belief is he [Mazzei] was not truthful" in his testimony as to the McCarthy episode, "I don't want it left on the record that I believe this man to be a perjurer, because I think in order to commit perjury you have to have the intent, and that is what disturbs me about this whole situation. I can't accept his testimony, over all these events [referring to Mazzei's Senate and Florida testimony], as being valid. But whether or not he knowingly does it with the intent [to commit perjury] is something else and that is what I can't follow through."
As to the possibility of Mazzei's being a psychopath: The Government's motion papers showed that in 1952 Mazzei had pleaded guilty to charges of adultery and bastardy in a Pennsylvania state court, and that this fact had been brought out at petitioners' trial. They further showed that in 1953, after petitioners' trial had ended, Mazzei had moved in the Pennsylvania court to set aside his former plea, alleging that he "was not guilty of the charge to which he was induced to plead . . . but did so only in his official capacity (as a Government informant) at the insistence of his superior in the FBI
Page 352 U.S. 1, 18
to avoid testifying." These allegations, the Government informs us, were denied under oath by the F. B. I. and Mazzei's application to set aside his plea was denied by the Pennsylvania court. Further, the Government's motion papers here show that in the 1956 Florida disbarment proceedings Mazzei testified that the F. B. I. had arranged to get him into the Army so that he could watch a certain Communist Party member, whereas in fact Mazzei was drafted into the Army, and the F. B. I. had nothing to do with it. The Government states that in the same proceedings Mazzei testified that the F. B. I. paid him about $1,000 a month for expenses, whereas over the entire period from 1942 to 1952 the F. B. I. had paid him total expense money of only $172.05; and that Mazzei testified he had never been arrested, whereas in fact he had been arrested several times. As to these episodes the Solicitor General stated at the oral argument: "It certainly seems to me that that is a very peculiar action, and that he [Mazzei] should have anticipated, even if he wanted to lie about it, that the FBI agent would be there promptly testifying to the facts. And so it is very unusual to me that a person normally, wanting to falsify, would do such a thing. But, I think the trial courts have examined into competency a good many times, and do it every day, and should be able to determine whether or not he was competent at the time." The Solicitor General also stated that he was "disturbed about whether it [a psychopathic condition] occurred even back at the trial [of these petitioners], and I think the court should examine into that carefully." (The above, and similar quotations, are taken from the tape recording of the Solicitor General's oral argument before this Court, the writer's interpolations being indicated by brackets.)
[Footnote 7] As to this the Solicitor General stated: "If I may say one word more in regard to that [the failure of the defense to move for a new trial], I feel that the obligation of the Government in a situation of
Page 352 U.S. 1, 19
this kind reaches far beyond the rights of these particular defendants, and it is its duty to this Court, and to the country, and it is our obligation in a situation of this kind, to try and see that justice is done. . . . We may be criticized for being too late, but I think it is never too late, to try to do justice. Having come to that conclusion [that the validity of this testimony is open to doubt], I think we should come before the courts, whichever one is proper, and try to get a correction of the wrong, if there is one."
[Footnote 8] The Solicitor General stated: "Well, we would have recommended that [reversal] to the Court if we had been satisfied ourselves that Mazzei's testimony at the time of trial - which we think was the determining point in the proper conduct of judicial proceedings - [was untruthful], . . . because we feel at least as to these two defendants [petitioners Careathers and Dolsen] there was no [other] basis for their conviction. But it is possible that something has happened to this man [Mazzei], that his uncontradicted testimony was valid at the time of trial, and it seemed to us that with a long case tried like this and the jury involved and the trial court and the courts of appeal, and so on, the proper thing to do was to send it back to the trial court for its examination carefully into this question to determine what the fact is, and then assume that he [the trial court] would do his duty, which I think he will, and have the case handled properly at the point."
[Footnote 9] Whatever may be the differences between the rules governing a motion for a new trial based upon recantation of trial testimony or other types of "newly discovered" evidence, ante, p. 12, n. 6, certainly none of those differences suggest that the trial court is not the proper tribunal for resolution of the issues presented by such a motion.
Footnote 10 In response to a question as to whether the defense would be furnished with all of the Government's information bearing on the truth of Mazzei's Senate testimony relating to the McCarthy incident, the Solicitor General stated: "Well, that would depend on what the trial court thought should be done, I think, in the conduct of the case. The only reason I suggest that possibly it should not be made available to them is that in this whole problem there are several people involved who might get hurt by a public airing of their connection with this matter. And it would be too bad, and very unfortunate, if it wasn't handled so as not to injure those people when it isn't necessary to the proper handling of this problem. . . . We will do whatever this Court thinks we should do, but what I had in mind was to lay before the judge all of the information the Government has about the entire matter, and then he can sort out and protect the various innocent persons, who are described in the files, and should not be hurt in such a proceeding, and yet give them [the defendants] the benefit of the full and complete protection in such a proceeding as to what the facts are in this matter. . . . I had in mind that certain portions the judge would handle in camera so as to protect innocent people. And all others, that would reach into the merits of the situation, would certainly be handled by the court in such a way as to give all the parties an adequate opportunity to present their defense."
Footnote 11 The Solicitor General stated: "Yes, without his [Mazzei's] testimony as to those defendants [Careathers and Dolsen], I do not think they could have been convicted. I think the court would have had to direct a verdict in their favor, at least. As to the other three defendants, there is practically no testimony by this witness. It is very slight. I could give it to the Court. . . . [It] seems to me the lower court would have to examine the situation and see . . . whether or not it [Mazzei's testimony] had an effect on the conviction of every one of the defendants. . . . It would seem to me that . . . the trial court could determine the extent of the effect that this witness might have had on the other defendants, because there was a large volume of testimony in regard to the other defendants that bore directly upon their participation in the conspiracy, and their overt acts; and the testimony of this witness was so limited as to even a reference - he said that they solicited money from him, two of them - and is so slight as to any direct connection with it, that it seems to me the court would have to weigh whether or not, under that situation, he would decide that there is a doubt in his mind, in which case I am sure he would [direct a new trial]." In the absence of an exhaustive examination of the voluminous record, we are unable to understand how any adequate evaluation could be made of these considerations as to the petitioners Mesarosh, Albertson, and Weissman. When he was asked to "assume" that the trial court would find Mazzei to have been a perjurer, and his trial testimony to have been of importance in the conviction of these three petitioners, the Solicitor General promptly stated that he was "satisfied" that the court would set aside their convictions "if he came to these conclusions."
MR. JUSTICE FRANKFURTER.
Less than six months ago, in Communist Party v. Control Board, 351 U.S. 115, a case that raised important constitutional issues, this Court refused to pass on those
Page 352 U.S. 1, 26
issues when newly discovered evidence was alleged to demonstrate that the record out of which those issues arose was tainted. It did so in the following language:
"When uncontested challenge is made that a finding of subversive design by petitioner was in part the product of three perjurious witnesses, it does not remove the taint for a reviewing court to find that there is ample innocent testimony to support the Board's findings. If these witnesses in fact committed perjury in testifying in other cases on subject matter substantially like that of their testimony in the present proceedings, their testimony in this proceeding is inevitably discredited and the Board's determination must duly take this fact into account. We cannot pass upon a record containing such challenged testimony. . . ." 351 U.S., at 124-125.
The Court in that case, over the protest of the Government, remanded the proceedings to the Subversive Activities Control Board so that it might consider the allegations against the witnesses and, if necessary, reassess the evidence purged of taint.
In this case, the Government itself has presented a motion to remand the case, alleging that one of its witnesses, Joseph Mazzei, since he testified in this case, "has given certain sworn testimony (before other tribunals) which the Government, on the basis of the information in its possession, now has serious reason to doubt." Some of the occurrences on which the motion is based go back to 1953. (It should be noted that the petition for certiorari was filed in this Court on October 6, 1955.) Thus the action by the Government at this time may appear belated. This is irrelevant to the disposition of this motion. The fact is that the history of Mazzei's post-trial testimony did not come to the Solicitor General's
Page 352 U.S. 1, 27
notice until less than ten days before the presentation of this motion.* It would, I believe, have been a disregard of the responsibility of the law officer of the Government especially charged with representing the Government before this Court not to bring these disturbing facts to the Court's attention once they came to his attention. And so, it would be unbecoming to speak of the candor of the Solicitor General in submitting these facts to the Court by way of a formal motion for remand. It ought to be assumed that a Solicitor General would do this as a matter of course.
The Government in its motion sets forth the facts which lead it to urge remand. The Government lists five incidents of testimony by Mazzei between 1953 and 1956 about the activities of alleged Communists and about his own activities in behalf of the Federal Bureau of Investigation which it now "has serious reason to doubt." The Government also notes that in the trial of this case Mazzei "gave testimony which directly involved two of the petitioners, Careathers and Dolsen." Although the Government maintains "that the testimony given by Mazzei at the trial was entirely truthful and credible," it deems the incidents it sets forth so significant that it asks that the issue of Mazzei's truthfulness be determined by the District Court after a hearing such as was held in a similar situation in United States v. Flynn, 130 F. Supp. 412.
How to dispose of the Government's motion raises a question of appropriate judicial procedure. The Court has concluded not to pass on the Solicitor General's motion
Page 352 U.S. 1, 28
at this time. It retains the motion to be heard at the outset of the argument of the case as heretofore set down. I deem it a more appropriate procedure that the motion be granted forthwith, with directions to the District Court to hear the issues raised by this motion. I feel it incumbent to state the reasons for this conviction. Argument can hardly disclose further information on which to base a decision on the motion. Furthermore, there may be controversy over the facts, and the judicial methods for sifting controverted facts are not available here. The basic principle of the Communist Party case that allegations of tainted testimony must be resolved before this Court will pass on a case is decisive. Indeed, the situation here is an even stronger one for application of that principle, for we have before us a statement by the Government that it "now has serious reason to doubt" testimony given in other proceedings by Mazzei, one of its specialists on Communist activities, and a further statement by the Government that Mazzei's testimony in this case "directly involved two of the petitioners."
This Court should not even hypothetically assume the trustworthiness of the evidence in order to pass on other issues. There is more at stake here even than affording guidance for the District Court in this particular case. This Court should not pass on a record containing unresolved allegations of tainted testimony. The integrity of the judicial process is at stake. The stark issue of rudimentary morality in criminal prosecutions should not be lost in the melange of more than a dozen other issues presented by petitioners. And the importance of thus vindicating the scrupulous administration of justice as a continuing process far outweighs the disadvantage of possible delay in the ultimate disposition of this case. The case should be remanded now for a hearing before the trial judge.
[Footnote *] The motion for remand states: "The complete details of Mazzei's testimony in Florida, as set forth in this motion, did not come to the attention of the Department of Justice until September 1956, and the history of Mazzei's post-trial testimony did not come to the Solicitor General's attention until less than ten days ago."
Page 352 U.S. 1, 29
MESAROSH v. UNITED STATES, 352 U.S. 1 (1956)
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U.S. Supreme Court
MESAROSH v. UNITED STATES, 352 U.S. 1 (1956)
352 U.S. 1
MESAROSH, ALIAS NELSON, ET AL. v. UNITED STATES.
ON MOTION TO REMAND.
No. 20.
Argued and decided October 10, 1956. Opinions delivered November 5, 1956.
In a Federal District Court, petitioners were convicted of conspiring to violate the Smith Act by advocating the overthrow of the Government of the United States by force and violence. The Court of Appeals affirmed. While a review was pending in this Court, the Solicitor General moved that the case be remanded to the District Court for a determination as to the credibility of the testimony of one of the government witnesses at the trial. He stated that the Government believes that the testimony of this witness at the trial "was entirely truthful and credible," but that, on the basis of information in its possession, the Government now has serious reason to doubt the truthfulness of testimony given by the same witness in other proceedings. Parts of the testimony of this witness in other proceedings were positively established as untrue, and the Solicitor General stated on the argument that he believed other parts to be untrue. Petitioners moved that the case be remanded to the District Court for a new trial Held: Solely on the basis of the Government's representations in its written motion and the statements of the Solicitor General during the argument on the motions, and without reaching any other issue, the Government's motion is denied, the judgment is reversed, and the case is remanded to the District Court with instructions to grant petitioners a new trial. Pp. 3-14.
Page 352 U.S. 1, 2
1. The witness's credibility has been wholly discredited by the disclosures of the Solicitor General; the dignity of the United States Government will not permit the conviction of any person on tainted testimony; this conviction is tainted; and justice requires that petitioners be accorded a new trial. Pp. 4-9.
2. The situation presented by the Government's motion in this case is entirely different from that presented by a motion for a new trial initiated by the defense, under Rule 33 of the Federal Rules of Criminal Procedure, presenting untruthful statements by a government witness subsequent to the trial as newly discovered evidence affecting his credibility at the trial. P. 9.
3. In this case, it cannot be determined conclusively by any court that the testimony of this discredited witness before a jury was insignificant in the general case against petitioners; it has tainted the trial as to all petitioners. Pp. 10-11.
4. In this criminal case, where the finder of fact was a jury, the District Judge is not the proper agency to determine that there was sufficient other evidence to sustain a conviction; only the jury can determine what it would do on a different body of evidence. Communist Party v. Subversive Activities Control Board, 351 U.S. 115, distinguished. Pp. 11-13.
5. There is no factual issue upon which the District Court could make an unassailable finding that this witness's other falsehoods were differentiated from his testimony herein. P. 13.
6. This Court has supervisory jurisdiction over the proceedings of the federal courts. P. 14.
223 F.2d 449, reversed and remanded to the District Court.
Solicitor General Rankin argued in support of the Government's motion to remand. Assistant Attorney General Tompkins was with him on the motion.
Frank J. Donner argued in opposition to the Government's motion and in support of petitioners' motion that the case be remanded to the District Court for a new trial. Arthur Kinoy, Marshall Perlin and Hubert T. Delany were with him on petitioners' motion and a supporting memorandum.
Page 352 U.S. 1, 3
MR. CHIEF JUSTICE WARREN delivered the opinion of the Court.
The decision here in passes only on the integrity of a criminal trial in the federal courts. It does not determine the guilt or innocence of the petitioners, and we do not reach other issues propounded in the lengthy briefs or which may be present in the trial record of 5,147 pages. The Solicitor General of the United States moved to remand the case to the trial court for further proceedings because of untruthful testimony given before other tribunal by Joseph D. Mazzei, a Government witness in this case. The counter-motion of petitioners asked for a new trial. The decision is based entirely upon the representations of the Government in its written motion and on the statements of the Solicitor General during the argument on the motions.[Footnote 1]
The petitioners were charged in a one-count indictment in the District Court for the Western District of Pennsylvania with conspiracy to violate the Smith Act.[Footnote 2] They
Page 352 U.S. 1, 4
were convicted, and the Court of Appeals for the Third Circuit, sitting en banc, affirmed by a divided court. 223 F.2d 449. This Court granted the petition for writ of certiorari, 350 U.S. 922, and the case was scheduled for argument on October 10, 1956.
On September 27, 1956, the Solicitor General of the United States filed a motion calling the attention of the Court to the testimony given in other proceedings by Mazzei, who was one of the seven witnesses for the Government in this case. In his motion, he stated that the Government, on the information in its possession, now has serious reason to doubt the truthfulness of Mazzei's testimony in those proceedings. While adhering to its position that "the testimony given by Mazzei at the trial [in this case] was entirely truthful and credible," the motion stated that "these incidents, taken cumulatively, lead us to suggest that the issue of his truthfulness at the trial of these petitioners should now be determined by the District Court after a hearing."
The material cited by the Government indicating the untruthfulness of Mazzei on occasions other than this trial can best be presented by setting forth verbatim the description of these incidents presented in the Motion of the Government to Remand:
"On June 18, 1953, Mazzei testified before the Senate Permanent Subcommittee on Investigations, in Washington, D.C., that, at a meeting of the Civil Rights Congress on December 4, 1952, one Louis
Page 352 U.S. 1, 5
Bortz told him that he, Bortz, had been `selected by the Communist Party to do a job in the liquidation of Senator Joseph McCarthy.' Mazzei further testified that the said Bortz conducted Communist Party classes in Pittsburgh to familiarize Party members with the handling of firearms and to instruct them in the construction of bombs.
"On November 14, 1952, Mazzei pleaded guilty to charges of adultery and bastardy in a Pennsylvania state court. This fact was brought out during his cross-examination at the petitioners' trial. On October 2, 1953 - after the completion of the trial - Mazzei filed a petition in the state court to have the guilty plea set aside. One of the grounds set forth in his petition was that he `was not guilty of the charge to which he was induced to plead * * * but did so only in his official capacity (as a Government informant) at the insistence of his superior in the FBI to avoid testifying.' At a hearing on the above petition on October 6, 1953, a Special Agent of the FBI denied Mazzei's allegations under oath. Mazzei's petition was dismissed by the court on October 6, 1953.
"In November 1953, Mazzei, at a secret proceeding, identified a certain Government official as a long-time active Communist Party member.
"On June 10 and 11, 1955, Mazzei testified before the Senate Subcommittee on Internal Security regarding possible Communist influences motivating attempts to discredit Justice Michael Musmanno of the Supreme Court of Pennsylvania. In the course of his testimony, Mazzei identified John J. Mullen, National Director, Political Action Committee, Steel Workers of America, as a member of the Communist Party in Pittsburgh during the period that Mazzei
Page 352 U.S. 1, 6
was a Government informant. Mazzei also testified that since 1942 he met Mullen ten or fifteen times a year, as a fellow Communist Party member.
"On July 2, 1956, Mazzei testified in disbarment proceedings against one Leo Sheiner before the Circuit Court of the Eleventh Judicial Circuit of Florida, in Miami. On cross-examination, Mazzei reiterated his charge that he was induced to plead guilty to the adultery and bastardy charge in the Pennsylvania state court in November 1952 by an Agent of the FBI. Items of his testimony as to alleged Communist activity are as follows: - that he visited Dade County, Florida, on behalf of the Communist Party during each of the years from 1946 to 1952; that the Communist Party in Miami had attempted to lease a bus line which served the Opa-locka Air Base; that in 1948 the Communist Party made plans for the armed invasion of the United States on orders from the Soviet Union and that he, Mazzei, was selected to go to Miami in 1948 because it was a seaport; that he took courses in the Communist Party on sabotage, espionage, and handling arms and ammunition; that he was taught by officers of the Communist Party in Pittsburgh how to blow bridges, poison water in reservoirs, and to eliminate people; that he discussed with Sheiner in 1948 `knocking off' a Judge Holt (a Florida judge) whom they (presumably the Communist Party) were having trouble with, and importing one Louis Bortz, the strong-arm man for the Communist Party, to do the job; that he and the Communist Party had made plans to assassinate Senators, Congressmen, and even went to Washington and beat up a Senator; and that, to his knowledge, Sheiner was extensively engaged in Communist Party activities in 1945, 1947, 1950, 1951, and 1952.
Page 352 U.S. 1, 7
None of this testimony at the Florida proceeding is supported or corroborated by information in the possession of the Government.
"Mazzei likewise testified that the FBI arranged to get him into the Army so that he could watch a certain Communist Party member; that he never wore a uniform and that he was discharged the day after the Communist Party member he was to watch was discharged. In actual fact, Mazzei's career in the Army was the result of the operation of the Selective Training and Service Act of 1940 and the FBI had nothing to do with his service in the armed forces. He also testified that sometimes the FBI paid him about $1,000 a month for expenses. From the period 1942 to 1952, according to the Bureau records, Mazzei was paid the total of $172.05 as expense money.
"Mazzei likewise testified that he had never been arrested in his life. In fact, he was arrested in connection with the paternity case brought against him in Pennsylvania by one Irene Corva. He has been arrested several times subsequent to this for his failure to make support payments to this woman."
On the argument of the motion the Solicitor General, in response to questions by the Court, stated with commendable candor that he believed the testimony given by Mazzei on June 18, 1953, before the Senate Committee concerning "the liquidation of Senator Joseph McCarthy" was untrue. He likewise stated that he believed the testimony given by Mazzei on July 2, 1956, in the Circuit Court of Florida was untrue. And in addition to the Solicitor General's personal opinion, the text of the motion itself shows that the Department of Justice is certain that some of Mazzei's post-trial testimony was contrary to the facts. The Pennsylvania statement of
Page 352 U.S. 1, 8
October 2, 1953, concerning his conviction of adultery and bastardy was controverted under oath at that hearing by an agent of the FBI. Mazzei again asserted in the Florida proceeding that he was induced to plead guilty to the adultery charge by an agent of the FBI. In the Florida testimony, he said that the FBI sometimes paid him a thousand dollars a month for expenses, whereas the records of the Bureau showed he was paid a total of $172.05 as expense money. He also testified there that the FBI arranged to put him in the Army to spy on a Party member, whereas the FBI had nothing to do with his Army service; he had been inducted in accordance with the Selective Service Act. All these discrepancies are pointed out in the motion, as quoted above.
As to his bizarre testimony in the Florida proceeding concerning sabotage, espionage, handling of arms and ammunition, and plots to assassinate Senators, Congressmen, and a state judge, the Government's motion suggests that none of it is worthy of belief by stating therein: "None of this testimony at the Florida proceeding is supported or corroborated by information in the possession of the Government."
At the oral argument, however, the Solicitor General stated that although he believed all of this testimony to be untrue, he was not prepared to say the witness Mazzei was guilty of perjury in giving the testimony; that his untrue statements might have been caused by a psychiatric condition, and that such condition might have arisen subsequent to the time of this trial. The Solicitor General, in the light of this position, asked to have the argument on the main case stricken from the calendar and the case remanded to the District Court for a full consideration of the credibility of the testimony of witness Mazzei. Commendable as the action of the Solicitor General was in promptly bringing the matter to our
Page 352 U.S. 1, 9
attention when it came to the attention of his office,[Footnote 3] we do not believe the disposition of the case suggested by him should be made.
Either this Court or the District Court should accept the statements of the Solicitor General as indicating the unreliability of this Government witness. The question of whether his untruthfulness in these other proceedings constituted perjury or was caused by a psychiatric condition can make no material difference here. Whichever explanation might be found to be correct in this regard, Mazzei's credibility has been wholly discredited by the disclosures of the Solicitor General. No other conclusion is possible. The dignity of the United States Government will not permit the conviction of any person on tainted testimony. This conviction is tainted, and there can be no other just result than to accord petitioners a new trial.
It must be remembered that we are not dealing here with a motion for a new trial initiated by the defense, under Rule 33 of the Federal Rules of Criminal Procedure, presenting untruthful statements by a Government witness subsequent to the trial as newly discovered evidence affecting his credibility at the trial. Such an allegation by the defense ordinarily will not support a motion for a new trial, because new evidence which is "merely cumulative or impeaching" is not, according to the often-repeated statement of the courts, an adequate basis for the grant of a new trial.[Footnote 4]
Page 352 U.S. 1, 10
Here we have an entirely different situation. The witness Mazzei was a paid informer of the Government - he had been in its employ from 1942 to 1953 for the purpose of infiltrating the Communist Party and reporting the facts found. He testified in this case in that capacity, as a Government witness. It is the Government which now questions the credibility of its own witness because in other proceedings in the same field of activity he gave certain testimony - some parts of it positively established as untrue and other parts of it believed by the Solicitor General to be untrue. The Solicitor General conceded that without Mazzei's testimony in this case the conviction of two of the petitioners cannot stand, but he argued that as to the other three Mazzei's evidence may not have had a substantial effect. But the trial judge believed Mazzei's testimony was material against them for, over objection, he admitted it against all the defendants. There were only seven witnesses. The testimony of Mazzei, at least, gave flesh-and-blood reality to the mass of Communist literature read to the jury to show advocacy of violence by the Communist Party.[Footnote 5] This being so, it cannot be determined
Page 352 U.S. 1, 11
conclusively by any court that his testimony was insignificant in the general case against the defendants. Thus it has tainted the trial as to all petitioners. As we said last Term in Communist Party v. Subversive Activities Control Board;
"When uncontested challenge is made that a finding of subversive design by petitioner was in part the product of three perjurious witnesses, it does not remove the taint for a reviewing court to find that there is ample innocent testimony to support the Board's findings. If these witnesses in fact committed perjury in testifying in other cases on subject matter substantially like that of their testimony in the present proceedings, their testimony in this proceeding is inevitably discredited and the Board's determination must duly take this fact into account." 351 U.S. 115, 124.
There we remanded to the Subversive Activities Control Board for reconsideration of its original determination in
Page 352 U.S. 1, 12
the light of the record shorn of the tainted testimony. But there the Board, an administrative agency, was the original finder of fact. Here, on the other hand, in a criminal case, the original finder of fact was a jury. The district judge is not the proper agency to determine that there was sufficient evidence at the trial, other than that given by Mazzei, to sustain a conviction of any of the petitioners. Only the jury can determine what it would do on a different body of evidence, and the jury can no longer act in this case.[Footnote 6] For this reason, as well as that stated in the preceding paragraph, if on a remand the District Court should rule that the verdict against some of the petitioners could stand, we would be obliged, on a subsequent appeal, to reverse and, at that late date, direct that a new trial be granted.[Footnote 7] This case was instituted
Page 352 U.S. 1, 13
four and one-half years ago; petitioners have been proceeding in forma pauperis. The interests of justice could not be served by a remand that must prove futile.
It might be different if we could see in this case any factual issue upon which the District Court, on a remand, could make an unassailable finding that Mazzei's other falsehoods were differentiated from his testimony herein. But it is not within the realm of reason to expect the district judge to determine, as the Government indicated it would ask him to do, that the witness Mazzei testified truthfully in this case in 1953 as an undercover informer concerning the activities of the Communist conspiracy, yet concurrently appeared in the same role in another tribunal and testified falsely - possibly because of a psychiatric condition - about a plan by different members of the Communist conspiracy to assassinate a United States Senator.[Footnote 8] That would be an unreasonable determination to make even though the judge might believe that Mazzei's bizarre testimony in 1956 concerning plans for the assassination of other officials, the destruction of bridges, training in sabotage and handling arms, and the poisoning of water in reservoirs, all to destroy the Government of the United States, was the product of a mental or emotional condition
Page 352 U.S. 1, 14
that had developed only after the time of this trial.
Mazzei, by his testimony, has poisoned the water in this reservoir, and the reservoir cannot be cleansed without first draining it of all impurity. This is a federal criminal case, and this Court has supervisory jurisdiction over the proceedings of the federal courts.[Footnote 9] If it has any duty to perform in this regard, it is to see that the waters of justice are not polluted. Pollution having taken place here, the condition should be remedied at the earliest opportunity.
"The untainted administration of justice is certainly one of the most cherished aspects of our institutions. Its observance is one of our proudest boasts. This Court is charged with supervisory functions in relation to proceedings in the federal courts. See McNabb v. United States, 318 U.S. 332. Therefore, fastidious regard for the honor of the administration of justice requires the Court to make certain that the doing of justice be made so manifest that only irrational or perverse claims of its disregard can be asserted." Communist Party v. Subversive Activities Control Board, 351 U.S. 115, 124.
The government of a strong and free nation does not need convictions based upon such testimony. It cannot afford to abide with them. The interests of justice call for a reversal of the judgments below with direction to grant the petitioners a new trial.
It is so ordered.
MR. JUSTICE BRENNAN took no part in the consideration or decision of this case.
Footnotes
Footnote 1 The Court directed that oral argument on the motions be heard at the time previously scheduled for the argument on the merits. 352 U.S. 808. MR. JUSTICE FRANKFURTER, believing the motion should be granted without argument, filed a dissent.
After hearing argument on the motions, October 10, 1956, the Court recessed to consider the matter, following which its decision to order a new trial was announced from the bench. 352 U.S. 862. Argument on the merits, therefore, was not heard. MR. JUSTICE FRANKFURTER, MR. JUSTICE BURTON, and MR. JUSTICE HARLAN dissented from the denial of the Government's motion to remand.
This opinion has been written to amplify the decision announced October 10, 1956. It should be noted that MR. JUSTICE MINTON participated in the consideration and decision of the motions, voting in favor of the order of the Court. On October 15, 1956, prior to the writing of this opinion, he retired from the Court. Therefore he did not participate in the consideration of this opinion.
Footnote 2 It was alleged that between 1945 and the date of the indictment the petitioners had conspired to advocate the overthrow of the Government
Page 352 U.S. 1, 4
of the United States by force and violence and to organize a society or group, the Communist Party, devoted to that purpose. The trial judge ruled that the organization charge was barred by the statute of limitations, but that evidence concerning the 1945 organization of the Communist Party, as well as earlier events, was admissible in determining whether petitioners had conspired to advocate violence.
Footnote 3 The Solicitor General's motion stated that his office came into possession of "the history of Mazzei's post-trial testimony" less than ten days before the motion was filed. With one exception, the motion does not indicate when other units of the Department of Justice acquired their information of Mazzei's conduct.
Footnote 4 See, e. g., United States v. Johnson, 142 F.2d 588, 592, cert. dismissed, 323 U.S. 806; United States v. Rutkin, 208 F.2d 647,
Page 352 U.S. 1, 10
654; United States v. Frankfeld, 111 F. Supp. 919, 923, aff'd sub nom. Meyers v. United States, 207 F.2d 413. But see United States v. On Lee, 201 F.2d 722, 725-726 (dissenting opinion).
See also United States v. Johnson, 327 U.S. 106, 110-111, n. 4 and n. 5.
Footnote 5 Although we have not examined the evidence in this case, in view of the disposition made, we deem it appropriate to consider herein the nature of Mazzei's testimony, since petitioners' counter-motion referred us to the appropriate pages of the transcript. The same pages had also been cited in the main briefs of both parties in summarizing the evidence.
Mazzei testified quite specifically about statements by defendants Careathers and Dolsen, made in classes each had taught at a Communist Party school he had attended in 1943 or in private conversations each had had with him at that time.
Careathers taught in his class, Mazzei testified, about the part
Page 352 U.S. 1, 11
the Negro people would play in bringing about a revolution. [Tr. 1940-1941.] Dolsen told his class, with Careathers present, that the only way a revolution could come about would be by violent overthrow of the government, with the Communist Party helping. [Tr. 1923.] Mazzei related other details of Dolsen's teaching, and passages were read to the jury which he said Dolsen had read to the class from the History of the Communist Party of the Soviet Union. [Tr. 1922-1923, 1936-1938.]
Mazzei told how Dolsen and Careathers had each given him private instruction after class, because each was unsatisfied with his understanding of a lesson in Dolsen's class. Mazzei related that each had told him in these separate private sessions that a revolution in this country could only come by armed violence, and that it would be with the help of the Communist Party and the Soviet Union. [Tr. 1940, 1943.] Mazzei also testified that Dolsen had told him, on an auto trip, that if a revolution came about, he would not hesitate to kill, as he had done in China, where he had worked with the Communist Party. [Tr. 1945.]
Footnote 6 Cf. Gordon v. United States, 344 U.S. 414, 422-423.
The present situation is different from that in United States v. Flynn, 130 F. Supp. 412, reargument denied, 131 F. Supp. 742. There the defense moved for a new trial on the basis of an affidavit in which a witness recanted his testimony after the trial. The Government charged that the recantation, rather than the testimony it contradicted, was the lie. Hence there was a factual issue to be determined at the outset, unlike the present case, where there is no conflict between the trial testimony and the subsequent matter brought forward by the Government as bearing on credibility. This difference has been recognized by the courts as calling for the application of different tests in passing on a motion for new trial, even without the added distinction of this case that it is the Government which questions the witness's credibility. See, e. g., United States v. Johnson, 142 F.2d 588, 591-592, cert. dismissed, 323 U.S. 806; United States v. Hiss, 107 F. Supp. 128, 136, aff'd, 201 F.2d 372. Therefore, we express no opinion as to the procedure followed by Judge Dimock in the Flynn case.
Footnote 7 Cf. Remmer v. United States, 347 U.S. 227, 348 U.S. 904, 350 U.S. 377.
Because the situation raised by the Solicitor General's motion is quite distinct from that of the ordinary defense motion for new trial, see pp. 9-11, supra, we would not consider ourselves bound on a
Page 352 U.S. 1, 13
review of the District Court's ruling in this situation by the limitations expressed with reference to the defense motion in United States v. Johnson, 327 U.S. 106.
See also note 6, supra.
Footnote 8 The trial of petitioners started February 24, 1953. Mazzei testified against petitioners on March 26, 27, and 30. It was on June 18 that he testified before the Senate Committee. On July 9, a motion for a mistrial was made on the basis of the prejudice alleged to be caused petitioners by the publicity given the June 18 testimony of Mazzei concerning the assassination of Senator McCarthy. Mistrial was denied. The jury found petitioners guilty on August 20. They were sentenced on August 25, on which date motions for new trial were denied.
Footnote 9 Cf. McNabb v. United States, 318 U.S. 332, 340-341; Thiel v. Southern Pacific Co., 328 U.S. 217, 225.
Page 352 U.S. 1, 15
MR. JUSTICE HARLAN, with whom MR. JUSTICE FRANKFURTER and MR. JUSTICE BURTON join, dissenting.
When the Court's order denying the Government's motion to remand, and granting the petitioners a new trial, was announced by THE CHIEF JUSTICE on October 10, MR. JUSTICE FRANKFURTER, MR. JUSTICE BURTON and I dissented.1 We reserved our right to file an opinion stating our reasons for thinking that the Government's motion should have been granted. This is that opinion.
On August 20, 1953, after a lengthy jury trial, petitioners were convicted of violating the Smith Act and the general federal conspiracy statute, 54 Stat. 670, 671, 18 U.S.C. 2385, 371, by conspiring to advocate the overthrow of the United States Government by force and violence. The Court of Appeals for the Third Circuit, sitting en banc, affirmed by a divided vote.2 This Court granted certiorari.3
On September 27, 1956, about two weeks before the case was scheduled for argument, the Solicitor General filed a motion asking us to remand the case to the District Court for a hearing as to the truthfulness and credibility of one Mazzei, a government informant and witness at the trial. The occasion for this motion was that the Solicitor General's office, some ten days before, had come into possession of information which led it seriously to doubt the correctness of certain testimony given by Mazzei in various independent proceedings, all but one of which occurred after the trial, as to his relations with Communists and the Federal Bureau of Investigation.4
Page 352 U.S. 1, 16
In its motion papers the Government stated that while it still believed that Mazzei's testimony at the trial had been "entirely truthful and credible," his post-trial testimony in these other proceedings was such as to "lead us to suggest that the issue of his truthfulness at the trial of these petitioners should now be determined by the District Court after a hearing." Petitioners' answer to this motion was that, while they considered themselves entitled to a judgment of acquittal or a new trial on the basis of the Government's disclosures, disposition of the Government's motion should nevertheless await this Court's decision on the issues brought here by the writ of certiorari.
On October 8, the Court directed that the Government's motion be heard orally at the threshold of the main case. My brother FRANKFURTER, who felt that the motion should have been granted forthwith, filed a dissenting memorandum.5 When the matter was heard by the Court on October 10, the positions taken by the Government and the defense were as follows: The Government was not yet prepared to say that Mazzei had committed
Page 352 U.S. 1, 17
perjury either at the trial or in any of the collateral proceedings.6 Conceivably, the Solicitor General thought, it might turn out that Mazzei was a psychiatric case. The Solicitor General pointed out that the petitioners had
Page 352 U.S. 1, 18
not previously moved for a new trial on the grounds relied upon in the Government's motion, although much of the later information as to Mazzei was known to them at the time of their motion for reargument in the Court of Appeals. Even so, the Solicitor General felt that in the broader interests of justice it was his duty to pursue the matter as soon as it came to his knowledge that a cloud was cast upon Mazzei's truthfulness or credibility.7 If he had been satisfied that Mazzei was a perjurer,
Page 352 U.S. 1, 19
the Solicitor General stated, he would have recommended that this Court reverse the convictions of two of the petitioners (Careathers and Dolsen). Since he was not so satisfied, he thought the proper procedure was to remand the case to the District Court for full exploration of the truthfulness and credibility of this witness.8 As to the other three petitioners, the Solicitor General regarded Mazzei's trial testimony of so little importance that the trial court, even if it found Mazzei was a perjurer, would have to review the entire case against them before ordering a new trial. Petitioners' position was that if this Court was unwilling to hear the main case on the merits, it should, without more, deny the Government's motion and reverse the convictions with directions for acquittal or at least a new trial. At the conclusion of the oral argument on the motion to remand, the Court recessed
Page 352 U.S. 1, 20
to consider the matter, following which its decision denying the Government's motion was announced from the bench.
We are in full agreement that the Court properly refused to pass on the merits of the case until this cloud upon the integrity of the convictions had been dissolved. Communist Party v. Subversive Activities Control Board, 351 U.S. 115. What we object to is that this Court itself should have undertaken to deal with the subtle and complicated issues presented by the Government's motion instead of sending the case back to the District Court for the determination of these issues after a full investigation. It is fitting that we state our reasons for this view.
1. We believe that the reversal of these convictions represents an unprecedented and dangerous departure from sound principles of judicial administration. The Court has overturned the results of a complex, protracted, and expensive trial before any investigation has been made of the suspicions which the Solicitor General brought to the attention of the Court promptly after the facts giving rise to them came to his notice. We find the Court's justification of its summary action unconvincing.
The basic justification given is that "either this Court or the District Court should accept the statements of the Solicitor General as indicating the unreliability of this Government witness." In effect, the Court has treated the case as if the Solicitor General had conceded the untrustworthiness of Mazzei's testimony at the trial. To us this reflects a misunderstanding of the Solicitor General's position. As to Mazzei's trial testimony, the Solicitor General - whose forthrightness and candor no one could doubt, and whose conduct in this situation has been commended by this Court - represented that the Government did not consider it yet had sufficient basis for regarding such testimony
Page 352 U.S. 1, 21
as untruthful. As to Mazzei's testimony in collateral proceedings, the Solicitor General, while stating his personal belief that some of it was untruthful, represented that he could not responsibly say whether such testimony involved perjury rather than psychopathic imbalance, and, if the latter, when that condition first arose or whether it was of such a character as to affect Mazzei's competency as a witness. In short, we think it abundantly clear that the Solicitor General conceded no more than that the situation was one that called for a thorough investigation.
We also observe that the Court finds that "no other conclusion is possible" than that "Mazzei's credibility has been wholly discredited," and that some parts of his post-trial testimony have been "positively established as untrue." We do not see how these conclusions can be reached in the face of the Government's representation that it still believes Mazzei's trial testimony to have been "entirely truthful and credible," and without the production of any evidence, or the examination and cross-examination of Mazzei and those who contradicted him, as to the post-trial episodes which have been called in question. Nor can we agree with the manner in which the Court has dealt with the Solicitor General's contentions as to petitioners Mesarosh, Albertson and Weissman. The Court simply says that Mazzei's testimony against Careathers and Dolsen was of such a character that, having been admitted against all defendants, it tainted the whole trial. But we cannot understand how this can be said short of a painstaking appraisal of the entire record which the Court acknowledges it has not read. The Court was quite right not to read the record, for in our view this was not the business of this Court, but that of the District Court; but by the same token, we think, the decision as to whether a new trial was justified was also, in the first instance, the business of the District Court.
Page 352 U.S. 1, 22
In the Communist Party case, supra, where there were undenied charges of perjury, we did not undertake to resolve those charges here, but instead sent the case back to the Board for exploration. We think a similar course should have been followed in this case. The Court suggests that the situation presented here differs from that in the Communist Party case, in that there the Board was the trier of the facts, whereas here it was for the jury, not the court, to weigh the truthfulness and credibility of Mazzei's trial testimony. This, however, overlooks the fact that as a preliminary to a new trial it must first be determined whether any of Mazzei's collateral testimony, now drawn in question, so reflects upon the truthfulness or credibility of his trial testimony as to warrant submission of the case to a new jury. That preliminary determination has always been recognized as the function of the trial court. United States v. Johnson, 327 U.S. 106; United States v. Troche, 213 F.2d 401; United States v. Rutkin, 208 F.2d 647; Gordon v. United States, 178 F.2d 896, cert. denied, 339 U.S. 935.9
Finally, the Court suggests that a different result might have been required if it were dealing with a defense motion for a new trial. However, we fail to see why the Government's motion, which was prompted by a desire to ascertain the true facts in all their ramifications, and which is aimed at the possibility of a new trial, calls for a different result or procedure than a defense motion for a new trial based on similar suspicions.
2. The District Court was the proper forum for the kind of investigation which should have been conducted here. This Court, and for that matter the Courts of Appeals, are
Page 352 U.S. 1, 23
ill-equipped for such a task. We need say no more than that appellate courts have no facilities for the examination of witnesses; nor in the nature of things can they have that intimate knowledge of the evidence and "feel" of the trial scene, which are so essential to sound judgment upon matters of such complexity and subtlety as those involved here, and which are possessed by the trial court alone.
3. Certainly there is no room for doubting the Solicitor General's good faith in this matter, or for supposing that the conduct of the further proceedings below would fall short of the highest standards of criminal justice. We have the Solicitor General's assurance that all of the Government's information bearing upon Mazzei's truthfulness and credibility would be made available to the defense, subject to appropriate safeguards.[Footnote 10] As to the end result,
Page 352 U.S. 1, 24
the Solicitor General stated that in his view the trial court would have to acquit petitioners Careathers and Dolsen if it found that Mazzei had perjured himself at the trial or had then been incompetent to testify, and as to the other petitioners might have to order a new trial.[Footnote 11] We need not consider at this time whether the Solicitor General's statement exhausts all of the factors that might require a new trial. Suffice it to say that we regard the Solicitor General's approach to this difficult situation as unexceptionable; and it is hardly to be assumed that the District Court would not do its full duty or would fall into error. We need only add that had the Government's
Page 352 U.S. 1, 25
motion been granted this Court would no doubt have accompanied its remand with appropriate instructions to guide the District Court in coping with this complicated problem. And surely the fact that this case has been long-drawn-out does not justify short-circuiting normal and orderly judicial procedures. The procedure adopted in United States v. Flynn, 130 F. Supp. 412, 131 F. Supp. 742, commends itself to us as a proper means of dealing with problems such as those raised by the Solicitor General's motion. We do not, of course, even remotely imply that we give any tolerance to the notion that a criminal conviction found to be infected by tainted testimony should be allowed to stand. We do say that ascertainment of where the truth lies here requires the kind of probing that is beyond the facilities and practices of this Court.
For the foregoing reasons we dissent. We think that the Government's motion to remand should have been granted.
[Footnote 1] 352 U.S. 862.
[Footnote 2] 223 F.2d 449.
[Footnote 3] 350 U.S. 922.
[Footnote 4] One of these episodes took place before the Senate Permanent Subcommittee on Investigations, in Washington, D.C., on June 18, 1953 (while the trial was still in progress). There Mazzei had testified that at a meeting of the Civil Rights Congress on December
Page 352 U.S. 1, 16
4, 1952, one Louis Bortz (an alleged Communist Party functionary) told him that he, Bortz, had been "selected by the Communist Party to do a job in the liquidation of Senator Joseph McCarthy." On the oral argument the Solicitor General told us that the Government was not prepared at the time of the trial to regard this testimony of Mazzei as a fabrication, because Bortz when questioned on this subject before the Senate Committee had pleaded his privilege, stating that the answers to the questions "would" incriminate him. It appears that Mazzei's Senate testimony was brought to the attention of the trial judge and that it was the basis of an unsuccessful defense motion for a mistrial. The Solicitor General further stated that it was not until the recent discovery of Mazzei's later testimony in the other post-trial collateral proceedings - particularly that given in certain Florida disbarment proceedings on July 2, 1956 - that his department began to have serious doubts as to Mazzei's truthfulness or credibility.
[Footnote 5] 352 U.S. 808.
[Footnote 6] As to Mazzei's trial testimony, the Solicitor General stated: "Before the witness [Mazzei] was presented to the [trial] court, his testimony was carefully appraised as to whether or not it was supported by any other material the Department had, and he was not contradicted. Although witnesses took the stand in behalf of the defendants his testimony was not contradicted at all, and that was one of the factors that bothered the Government in connection with these subsequent events that have caused us to conclude that this man's testimony should be carefully reexamined by the lower court in regard to validity at the time of the trial, because of what has occurred since, which, ordinarily, even though there was actual perjury, would not determine the validity of the testimony at the trial, depending upon what the circumstances were."
As to Mazzei's testimony in the collateral proceedings, the Solicitor General stated: "We believe that his [1953 Senate] testimony in that regard [the McCarthy incident] was not credible in light of what happened later [in the Florida disbarment proceedings]. We do not know at this point whether or not there is something psychiatric about this situation. We are disturbed about that." The Solicitor General further stated that, while his "personal belief is he [Mazzei] was not truthful" in his testimony as to the McCarthy episode, "I don't want it left on the record that I believe this man to be a perjurer, because I think in order to commit perjury you have to have the intent, and that is what disturbs me about this whole situation. I can't accept his testimony, over all these events [referring to Mazzei's Senate and Florida testimony], as being valid. But whether or not he knowingly does it with the intent [to commit perjury] is something else and that is what I can't follow through."
As to the possibility of Mazzei's being a psychopath: The Government's motion papers showed that in 1952 Mazzei had pleaded guilty to charges of adultery and bastardy in a Pennsylvania state court, and that this fact had been brought out at petitioners' trial. They further showed that in 1953, after petitioners' trial had ended, Mazzei had moved in the Pennsylvania court to set aside his former plea, alleging that he "was not guilty of the charge to which he was induced to plead . . . but did so only in his official capacity (as a Government informant) at the insistence of his superior in the FBI
Page 352 U.S. 1, 18
to avoid testifying." These allegations, the Government informs us, were denied under oath by the F. B. I. and Mazzei's application to set aside his plea was denied by the Pennsylvania court. Further, the Government's motion papers here show that in the 1956 Florida disbarment proceedings Mazzei testified that the F. B. I. had arranged to get him into the Army so that he could watch a certain Communist Party member, whereas in fact Mazzei was drafted into the Army, and the F. B. I. had nothing to do with it. The Government states that in the same proceedings Mazzei testified that the F. B. I. paid him about $1,000 a month for expenses, whereas over the entire period from 1942 to 1952 the F. B. I. had paid him total expense money of only $172.05; and that Mazzei testified he had never been arrested, whereas in fact he had been arrested several times. As to these episodes the Solicitor General stated at the oral argument: "It certainly seems to me that that is a very peculiar action, and that he [Mazzei] should have anticipated, even if he wanted to lie about it, that the FBI agent would be there promptly testifying to the facts. And so it is very unusual to me that a person normally, wanting to falsify, would do such a thing. But, I think the trial courts have examined into competency a good many times, and do it every day, and should be able to determine whether or not he was competent at the time." The Solicitor General also stated that he was "disturbed about whether it [a psychopathic condition] occurred even back at the trial [of these petitioners], and I think the court should examine into that carefully." (The above, and similar quotations, are taken from the tape recording of the Solicitor General's oral argument before this Court, the writer's interpolations being indicated by brackets.)
[Footnote 7] As to this the Solicitor General stated: "If I may say one word more in regard to that [the failure of the defense to move for a new trial], I feel that the obligation of the Government in a situation of
Page 352 U.S. 1, 19
this kind reaches far beyond the rights of these particular defendants, and it is its duty to this Court, and to the country, and it is our obligation in a situation of this kind, to try and see that justice is done. . . . We may be criticized for being too late, but I think it is never too late, to try to do justice. Having come to that conclusion [that the validity of this testimony is open to doubt], I think we should come before the courts, whichever one is proper, and try to get a correction of the wrong, if there is one."
[Footnote 8] The Solicitor General stated: "Well, we would have recommended that [reversal] to the Court if we had been satisfied ourselves that Mazzei's testimony at the time of trial - which we think was the determining point in the proper conduct of judicial proceedings - [was untruthful], . . . because we feel at least as to these two defendants [petitioners Careathers and Dolsen] there was no [other] basis for their conviction. But it is possible that something has happened to this man [Mazzei], that his uncontradicted testimony was valid at the time of trial, and it seemed to us that with a long case tried like this and the jury involved and the trial court and the courts of appeal, and so on, the proper thing to do was to send it back to the trial court for its examination carefully into this question to determine what the fact is, and then assume that he [the trial court] would do his duty, which I think he will, and have the case handled properly at the point."
[Footnote 9] Whatever may be the differences between the rules governing a motion for a new trial based upon recantation of trial testimony or other types of "newly discovered" evidence, ante, p. 12, n. 6, certainly none of those differences suggest that the trial court is not the proper tribunal for resolution of the issues presented by such a motion.
Footnote 10 In response to a question as to whether the defense would be furnished with all of the Government's information bearing on the truth of Mazzei's Senate testimony relating to the McCarthy incident, the Solicitor General stated: "Well, that would depend on what the trial court thought should be done, I think, in the conduct of the case. The only reason I suggest that possibly it should not be made available to them is that in this whole problem there are several people involved who might get hurt by a public airing of their connection with this matter. And it would be too bad, and very unfortunate, if it wasn't handled so as not to injure those people when it isn't necessary to the proper handling of this problem. . . . We will do whatever this Court thinks we should do, but what I had in mind was to lay before the judge all of the information the Government has about the entire matter, and then he can sort out and protect the various innocent persons, who are described in the files, and should not be hurt in such a proceeding, and yet give them [the defendants] the benefit of the full and complete protection in such a proceeding as to what the facts are in this matter. . . . I had in mind that certain portions the judge would handle in camera so as to protect innocent people. And all others, that would reach into the merits of the situation, would certainly be handled by the court in such a way as to give all the parties an adequate opportunity to present their defense."
Footnote 11 The Solicitor General stated: "Yes, without his [Mazzei's] testimony as to those defendants [Careathers and Dolsen], I do not think they could have been convicted. I think the court would have had to direct a verdict in their favor, at least. As to the other three defendants, there is practically no testimony by this witness. It is very slight. I could give it to the Court. . . . [It] seems to me the lower court would have to examine the situation and see . . . whether or not it [Mazzei's testimony] had an effect on the conviction of every one of the defendants. . . . It would seem to me that . . . the trial court could determine the extent of the effect that this witness might have had on the other defendants, because there was a large volume of testimony in regard to the other defendants that bore directly upon their participation in the conspiracy, and their overt acts; and the testimony of this witness was so limited as to even a reference - he said that they solicited money from him, two of them - and is so slight as to any direct connection with it, that it seems to me the court would have to weigh whether or not, under that situation, he would decide that there is a doubt in his mind, in which case I am sure he would [direct a new trial]." In the absence of an exhaustive examination of the voluminous record, we are unable to understand how any adequate evaluation could be made of these considerations as to the petitioners Mesarosh, Albertson, and Weissman. When he was asked to "assume" that the trial court would find Mazzei to have been a perjurer, and his trial testimony to have been of importance in the conviction of these three petitioners, the Solicitor General promptly stated that he was "satisfied" that the court would set aside their convictions "if he came to these conclusions."
MR. JUSTICE FRANKFURTER.
Less than six months ago, in Communist Party v. Control Board, 351 U.S. 115, a case that raised important constitutional issues, this Court refused to pass on those
Page 352 U.S. 1, 26
issues when newly discovered evidence was alleged to demonstrate that the record out of which those issues arose was tainted. It did so in the following language:
"When uncontested challenge is made that a finding of subversive design by petitioner was in part the product of three perjurious witnesses, it does not remove the taint for a reviewing court to find that there is ample innocent testimony to support the Board's findings. If these witnesses in fact committed perjury in testifying in other cases on subject matter substantially like that of their testimony in the present proceedings, their testimony in this proceeding is inevitably discredited and the Board's determination must duly take this fact into account. We cannot pass upon a record containing such challenged testimony. . . ." 351 U.S., at 124-125.
The Court in that case, over the protest of the Government, remanded the proceedings to the Subversive Activities Control Board so that it might consider the allegations against the witnesses and, if necessary, reassess the evidence purged of taint.
In this case, the Government itself has presented a motion to remand the case, alleging that one of its witnesses, Joseph Mazzei, since he testified in this case, "has given certain sworn testimony (before other tribunals) which the Government, on the basis of the information in its possession, now has serious reason to doubt." Some of the occurrences on which the motion is based go back to 1953. (It should be noted that the petition for certiorari was filed in this Court on October 6, 1955.) Thus the action by the Government at this time may appear belated. This is irrelevant to the disposition of this motion. The fact is that the history of Mazzei's post-trial testimony did not come to the Solicitor General's
Page 352 U.S. 1, 27
notice until less than ten days before the presentation of this motion.* It would, I believe, have been a disregard of the responsibility of the law officer of the Government especially charged with representing the Government before this Court not to bring these disturbing facts to the Court's attention once they came to his attention. And so, it would be unbecoming to speak of the candor of the Solicitor General in submitting these facts to the Court by way of a formal motion for remand. It ought to be assumed that a Solicitor General would do this as a matter of course.
The Government in its motion sets forth the facts which lead it to urge remand. The Government lists five incidents of testimony by Mazzei between 1953 and 1956 about the activities of alleged Communists and about his own activities in behalf of the Federal Bureau of Investigation which it now "has serious reason to doubt." The Government also notes that in the trial of this case Mazzei "gave testimony which directly involved two of the petitioners, Careathers and Dolsen." Although the Government maintains "that the testimony given by Mazzei at the trial was entirely truthful and credible," it deems the incidents it sets forth so significant that it asks that the issue of Mazzei's truthfulness be determined by the District Court after a hearing such as was held in a similar situation in United States v. Flynn, 130 F. Supp. 412.
How to dispose of the Government's motion raises a question of appropriate judicial procedure. The Court has concluded not to pass on the Solicitor General's motion
Page 352 U.S. 1, 28
at this time. It retains the motion to be heard at the outset of the argument of the case as heretofore set down. I deem it a more appropriate procedure that the motion be granted forthwith, with directions to the District Court to hear the issues raised by this motion. I feel it incumbent to state the reasons for this conviction. Argument can hardly disclose further information on which to base a decision on the motion. Furthermore, there may be controversy over the facts, and the judicial methods for sifting controverted facts are not available here. The basic principle of the Communist Party case that allegations of tainted testimony must be resolved before this Court will pass on a case is decisive. Indeed, the situation here is an even stronger one for application of that principle, for we have before us a statement by the Government that it "now has serious reason to doubt" testimony given in other proceedings by Mazzei, one of its specialists on Communist activities, and a further statement by the Government that Mazzei's testimony in this case "directly involved two of the petitioners."
This Court should not even hypothetically assume the trustworthiness of the evidence in order to pass on other issues. There is more at stake here even than affording guidance for the District Court in this particular case. This Court should not pass on a record containing unresolved allegations of tainted testimony. The integrity of the judicial process is at stake. The stark issue of rudimentary morality in criminal prosecutions should not be lost in the melange of more than a dozen other issues presented by petitioners. And the importance of thus vindicating the scrupulous administration of justice as a continuing process far outweighs the disadvantage of possible delay in the ultimate disposition of this case. The case should be remanded now for a hearing before the trial judge.
[Footnote *] The motion for remand states: "The complete details of Mazzei's testimony in Florida, as set forth in this motion, did not come to the attention of the Department of Justice until September 1956, and the history of Mazzei's post-trial testimony did not come to the Solicitor General's attention until less than ten days ago."
Page 352 U.S. 1, 29
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